LIQUIDITY SERVICES INC 4

Accession 0001179110-13-013255

$LQDTCIK 0001235468operating

View on SEC.gov Company Profile

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 5:25 PM ET

Size

24.7 KB

Accession

0001179110-13-013255

Insider Transaction Report

Form 4

Period: 2013-08-15

LIQUIDITY SERVICES INCLQDT

Roy G Cayce

Exec. VP/Pres. Asset Recovery

Transactions

Sale
Common Stock
2013-08-15$32.55/sh−10,000$325,500→ 2,000 total
Exercise/Conversion
Employee Stock Option
2013-08-15$10.82/sh−10,000$108,200→ 22,611 total
Exercise: $10.82Exp: 2018-07-30→ Common Stock (32,611 underlying)
Exercise/Conversion
Common Stock
2013-08-15$10.82/sh+10,000$108,200→ 12,000 total

Holdings

Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (3,191 underlying)
3,191
Employee Stock Grant
Exercise: $31.11Exp: 2021-10-01→ Common Stock (3,528 underlying)
3,528
Employee Stock Option
Exercise: $31.11Exp: 2021-10-01→ Common Stock (7,806 underlying)
7,806
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (13,815 underlying)
13,815
Restricted Stock Grant
Exercise: $9.05Exp: 2019-10-01→ Common Stock (2,356 underlying)
2,356
Employee Stock Option
Exercise: $15.47Exp: 2020-10-01→ Common Stock (7,856 underlying)
7,856
Employee Stock Grant
Exercise: $15.47Exp: 2020-10-01→ Common Stock (4,350 underlying)
4,350
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,127 underlying)
2,127
Employee Stock Option
Exercise: $38.09Exp: 2022-10-01→ Common Stock (2,127 underlying)
2,127
Employee Stock Grant
Exercise: $38.09Exp: 2022-10-01→ Common Stock (3,191 underlying)
3,191
Employee Stock Option
Exercise: $10.82Exp: 2018-07-30→ Common Stock (300,000 underlying)
300,000
Employee Stock Option
Exercise: $9.05Exp: 2019-10-01→ Common Stock (3,443 underlying)
3,443

Footnotes (13)

[F1]Twenty-five percent of this restricted stock grant will vest on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F10]Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F11]Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F12]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F13]This option became fully vested on August 25, 2012.
[F2]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
[F3]Twenty-five percent of this option grant will vest on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F4]This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
[F5]Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F6]Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F7]Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
[F8]Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
[F9]These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

LIQUIDITY SERVICES INC

CIK 0001235468

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001235468

Filing Metadata

Form type: 4
Filed: Aug 15, 8:00 PM ET
Accepted: Aug 16, 5:25 PM ET
Size: 24.7 KB

View on SEC.gov