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4//SEC Filing

Baumgartner Mark F 4

Accession 0001179110-13-006092

CIK 0001528930other
View on SEC.govCompany Profile

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 5:04 PM ET

Size

14.6 KB

Accession

0001179110-13-006092

Insider Transaction Report

Form 4
Period: 2013-03-29
JTH Holding, Inc.TAX
Baumgartner Mark F
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2013-04-01$5.50/sh+18,180$99,990→ 104,164 total
  • Exercise/Conversion

    Class A Common Stock

    2013-03-29$5.50/sh+21,820$120,010→ 107,804 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2013-03-29$5.50/sh−21,820$120,010→ 18,180 total
    Exercise: $5.50From: 2008-04-15Exp: 2013-04-15→ Class A Common Stock (21,820 underlying)
  • Tax Payment

    Class A Common Stock

    2013-03-29$5.50/sh−12,344$67,892→ 95,460 total
  • Disposition to Issuer

    Class A Common Stock

    2013-04-01$15.80/sh−9,476$149,721→ 85,984 total
  • Disposition to Issuer

    Class A Common Stock

    2013-04-01$15.80/sh−18,180$287,244→ 85,984 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2013-04-01$5.50/sh−18,180$99,990→ 0 total
    Exercise: $5.50From: 2008-04-15Exp: 2013-04-15→ Class A Common Stock (18,180 underlying)
Footnotes (2)
  • [F1]Includes 10,083 shares owned indirectly by 401(k) plan.
  • [F2]Reflects 12,344 shares withheld by the issuer at the market price of $15.80 per share less an exercise price of $5.50 per share to fund the cashless exercise of 21,820 options owned by Mr. Baumgartner, which cashless exercise was approved by the Board of Directors.

Documents

1 file

Issuer

JTH Holding, Inc.

CIK 0001528930

→
Entity typeother

Related Parties

1
  • filerCIK 0001551809

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:04 PM ET
Size
14.6 KB
View on SEC.gov