Duffy Mark F 4
4 · CBOE Holdings, Inc. · Filed Aug 29, 2011
Insider Transaction Report
Form 4
Duffy Mark F
Director
Transactions
- Sale
Unrestricted Common Stock
2011-08-25$23.77/sh−10,000$237,700→ 78,247 total
Holdings
- 78,630(indirect: By Partnership)
Unrestricted Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $23.81, inclusive. The reporting person undertakes to provide to CBOE Holdings, Inc., any security holder of CBOE Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F2]Includes 70,700 shares now owned directly that were received as a pro rata distribution from Fugue, General Partnership. In prior reports, the reporting person reported indirect ownership of 310,000 shares of unrestricted common stock held by Fugue, General Partnership, of which the reporting person disclaimed beneficial ownership of those shares in which he did not have a pecuniary interest.
- [F3]Reflects shares owned by Fugue, General Partnership. Mr. Duffy is the trustee of the Mark F. Duffy Trust, which is a general partner of Fugue, General Partnership.