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4//SEC Filing

STERN ALAN 4

Accession 0001179110-10-017970

CIK 0001058828other
View on SEC.govCompany Profile

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 4:15 PM ET

Size

20.1 KB

Accession

0001179110-10-017970

Insider Transaction Report

Form 4
Period: 2010-12-16
HYPERTENSION DIAGNOSTICS INC /MNHDII
STERN ALAN
Director
Transactions
  • Award

    Stock Options

    2010-12-16+225,000→ 225,000 total
    Exercise: $0.10Exp: 2020-12-16→ Common Stock (225,000 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    1,290,631

  • Common Stock Warrant

    (indirect: By Trust)
    Exercise: $0.30From: 2003-08-28Exp: 2011-09-30→ Common Stock (370,466 underlying)
    370,466

  • Series A Preferred Stock Warrant

    (indirect: By Trust)
    Exercise: $3.60From: 2003-08-28Exp: 2011-09-30→ Series A Preferred Stock (23,296 underlying)
    23,296

  • Series A Preferred Stock

    (indirect: By Trust)
    Exercise: $2.64→ Common Stock (159,744 underlying)
    13,312

  • Stock Options

    Exercise: $0.11Exp: 2019-12-16→ Common Stock (225,000 underlying)
    225,000

  • Common Stock Warrant

    (indirect: By Trust)
    Exercise: $0.22Exp: 2011-09-30→ Common Stock (109,923 underlying)
    109,923

  • Series A Preferred Warrant

    (indirect: By Trust)
    Exercise: $2.64Exp: 2011-09-30→ Series A Preferred Stock (6,912 underlying)
    6,912

  • Series A Preferred Stock

    (indirect: By Trust)
    Exercise: $1.68→ Common Stock (476,148 underlying)
    39,679

  • Stock Options

    Exercise: $0.16Exp: 2016-11-27→ Common Stock (450,000 underlying)
    450,000

  • Options

    Exercise: $0.20Exp: 2013-12-17→ Common Stock (300,000 underlying)
    300,000

  • Series A Preferred Stock

    (indirect: By Trust)
    Exercise: $2.04→ Common Stock (164,436 underlying)
    13,703
Footnotes (7)
  • [F1]By reporting person as trustee of the Alan and Lisa Stern Family Trust.
  • [F2]Immediately exercisable.
  • [F3]No expiration date.
  • [F4]150,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
  • [F5]Right to buy.
  • [F6]56,250 shares vest on each of 3/17/2010, 6/17/2010, 9/17/2010 and 12/17/2010.
  • [F7]56,250 shares vest on each of 3/31/2011, 6/30/2011, 9/30/2011 and 12/31/2011.

Documents

1 file

Issuer

HYPERTENSION DIAGNOSTICS INC /MN

CIK 0001058828

→
Entity typeother

Related Parties

1
  • filerCIK 0001261299

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 4:15 PM ET
Size
20.1 KB
View on SEC.gov