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4//SEC Filing

STERN ALAN 4

Accession 0001179110-10-001585

CIK 0001058828other
View on SEC.govCompany Profile

Filed

Jan 27, 7:00 PM ET

Accepted

Jan 28, 11:29 AM ET

Size

21.1 KB

Accession

0001179110-10-001585

Insider Transaction Report

Form 4
Period: 2009-12-17
HYPERTENSION DIAGNOSTICS INC /MNHDII
STERN ALAN
Director
Transactions
  • Purchase

    Common Stock

    2010-01-22$0.20/sh+25,000$5,125→ 1,188,859 total(indirect: By Trust)
  • Purchase

    Common Stock

    2010-01-19$0.21/sh+25,000$5,250→ 1,163,859 total(indirect: By Trust)
  • Award

    Stock Options

    2009-12-17+225,000→ 225,000 total
    Exercise: $0.11Exp: 2019-12-16→ Common Stock (225,000 underlying)
Holdings

  • Common Stock Warrant

    (indirect: By Trust)
    Exercise: $0.22From: 2003-08-28Exp: 2010-09-30→ Common Stock (211,694 underlying)
    211,694

  • Series A Preferred Stock Warrant

    (indirect: By Trust)
    Exercise: $2.64From: 2003-08-28Exp: 2010-09-30→ Series A Preferred Stock (13,312 underlying)
    13,312

  • Options

    Exercise: $0.20Exp: 2013-12-17→ Common Stock (300,000 underlying)
    300,000

  • Series A Preferred Stock

    (indirect: By Trust)
    Exercise: $1.68→ Common Stock (399,348 underlying)
    33,279

  • Series A Preferred Stock

    (indirect: By Trust)
    Exercise: $2.64→ Common Stock (159,744 underlying)
    13,312

  • Common Stock Warrant

    (indirect: By Trust)
    Exercise: $0.30From: 2003-08-28Exp: 2010-09-30→ Common Stock (370,466 underlying)
    370,466

  • Series A Preferred Stock Warrant

    (indirect: By Trust)
    Exercise: $3.60From: 2003-08-28Exp: 2010-09-30→ Series A Preferred Stock (23,296 underlying)
    23,296

  • Series A Preferred Stock

    (indirect: By Trust)
    Exercise: $2.04→ Common Stock (164,436 underlying)
    13,703

  • Stock Options

    Exercise: $0.16Exp: 2016-11-27→ Common Stock (450,000 underlying)
    450,000
Footnotes (6)
  • [F1]By reporting person as trustee of the Alan and Lisa Stern Family Trust.
  • [F2]Immediately exercisable.
  • [F3]No expiration date.
  • [F4]150,000 shares vest on each of 11/28/07, 11/28/08 and 11/28/09.
  • [F5]Right to buy.
  • [F6]56,250 shares vest on each of 3/17/2010, 6/17/2010, 9/17/2010 and 12/17/2010.

Documents

1 file

Issuer

HYPERTENSION DIAGNOSTICS INC /MN

CIK 0001058828

→
Entity typeother

Related Parties

1
  • filerCIK 0001261299

Filing Metadata

Form type
4
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 11:29 AM ET
Size
21.1 KB
View on SEC.gov