4//SEC Filing
BERG JOHN J 4
Accession 0001179110-10-001321
CIK 0000920112other
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 5:42 PM ET
Size
9.9 KB
Accession
0001179110-10-001321
Insider Transaction Report
Form 4
BERG JOHN J
EVP, Marketing & Sales
Transactions
- Award
Common Stock
2010-01-19+3,000→ 3,438.13 total
Holdings
- 6(indirect: Retirement Plan)
Common Stock
- 3,000(indirect: By IRA)
Common Stock
- 4,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (4,000 underlying) - 5,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (5,000 underlying)
Footnotes (7)
- [F1]Represents a grant of Restricted Stock Units (RSU) by the Board of Directors at its discretion. Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- [F2]These shares participate in a Dividend Reinvestment Plan.
- [F3]Includes 3,000 Restricted Stock Units (RSU).
- [F4]Includes 7 shares received as a service award on 12-1-08.
- [F5]These shares are held in the name of John J. Berg & Ann K. Berg Jt Ten.
- [F6]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F7]Represents options to buy granted under the Company's Stock Option Plan, a rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of the date of the grant.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001436703
Filing Metadata
- Form type
- 4
- Filed
- Jan 20, 7:00 PM ET
- Accepted
- Jan 21, 5:42 PM ET
- Size
- 9.9 KB