Caller Robert C 4

4 · BALLY TECHNOLOGIES, INC. · Filed Nov 5, 2009

Form 4

Period: 2009-11-04

EVP, CFO & Treasurer

Transactions

Exercise/Conversion
Common Stock, par value $.10 per share
2009-11-04$16.99/sh+25,000$424,750→ 37,731 total
Sale
Common Stock, par value $.10 per share
2009-11-04$43.16/sh−25,000$1,079,090→ 12,731 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2009-11-04−25,000→ 150,000 total
Exercise: $16.99Exp: 2016-04-03→ Common Stock, par value $.10 per share (25,000 underlying)

Footnotes (5)

[F1]Includes a reduction of 621 shares reported on 8/26/2009 for Mr. Caller in a Form 4 that inaccurately reported the number of shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on May 29, 2009 due to a clerical error.
[F2]Includes 97 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on August 31, 2009.
[F3]This transaction was executed in multiple trades at prices from $43.00 to $43.33. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
[F4]The options vested as follows: (i) 20,000 shares on 6/30/2006, (ii) 50,000 shares on 6/30/2007, (iii) 50,000 shares on 6/30/2008, and (iv) 55,000 shares on 9/30/2009.
[F5]Granted as compensation for services.

Documents

1 file