Wardell Charles WB III 4
4 · Cowen Holdings, Inc. · Filed Nov 3, 2009
Insider Transaction Report
Form 4
Wardell Charles WB III
Director
Transactions
- Disposition to Issuer
Restricted stock units
2009-11-02−6,309→ 0 total→ common stock (0 underlying) - Disposition to Issuer
Common stock
2009-11-02−2,000→ 0 total
Footnotes (2)
- [F1]All commmon stock of the Issuer (f/k/a/ Cowen Group, Inc.) beneficially owned by the filer was converted into Class A common stock, par value $0.01 per share, of Cowen Group, Inc. (f/k/a LexingPart Parent Corp.) at the closing of the business combination transaction involving the Issuer and RCG Holdings LLC (f/k/a Ramius LLC).
- [F2]The restricted stock units of the Issuer (f/k/a Cowen Group, Inc.) beneficially owned by the filer were converted into restricted stock units with respect to the number of shares of Class A common stock, par value $0.01 per share, of Cowen Group, Inc. (f/k/a LexingtonPark Parent Corp.) equal to the shares of Issuer common stock subject to the restricted stock units at the closing of the business combination transaction involving the Issuer and RCG Holdings LLC (f/k/a Ramius LLC).