4//SEC Filing
Conner Thomas K 4
Accession 0001179110-09-014989
CIK 0001355007other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 5:20 PM ET
Size
7.7 KB
Accession
0001179110-09-014989
Insider Transaction Report
Form 4
Conner Thomas K
Chief Financial Officer
Transactions
- Disposition to Issuer
Common stock
2009-11-02−21,888→ 0 total - Disposition to Issuer
Stock Options (right to buy)
2009-11-02−12,879→ 0 totalExercise: $16.00→ Common Stock (0 underlying)
Footnotes (2)
- [F1]All common stock of the Issuer (f/k/a Cowen Group, Inc.) beneficially owned by the filer was converted into Class A common stock, par value $0.01 per share, of Cowen Group, Inc. (f/k/a LexingtonPark Parent Corp.) at the closing of the business combination transaction involving the Issuer and RCG Holdings LLC (f/k/a Ramius LLC).
- [F2]The stock options of the Issuer (f/k/a Cowen Group, Inc.) beneficially owned by the filer were converted into stock options to purchase the equivalent number of shares of Class A common stock, par value $0.01 per share, of Cowen Group, Inc. (f/k/a LexingtonPark Parent Corp.) at the closing of the business combination transaction involving the Issuer and RCG Holdings LLC (f/k/a Ramius LLC).
Documents
Issuer
Cowen Holdings, Inc.
CIK 0001355007
Entity typeother
Related Parties
1- filerCIK 0001361384
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 5:20 PM ET
- Size
- 7.7 KB