MCGOWAN EUGENE E 4
4 · GRANITE CITY FOOD & BREWERY LTD · Filed Apr 1, 2009
Insider Transaction Report
Form 4
MCGOWAN EUGENE E
Director
Transactions
- Purchase
Warrant to purchase Common Stock
2009-03-30+160,000→ 160,000 total(indirect: see footnote)Exercise: $0.25From: 2009-09-30Exp: 2014-03-30→ Common Stock (160,000 underlying) - Purchase
9% Convertible Promissory Note
2009-03-30$400000.00/sh+160,000$64,000,000,000→ 160,000 total(indirect: see footnote)Exercise: $0.50From: 2009-03-30Exp: 2010-10-01→ Common Stock (160,000 underlying)
Holdings
- 198,254
Common Stock
- 170,215(indirect: see footnote)
Warrant to purchase Common Stock
Exercise: $5.00From: 2004-11-04Exp: 2009-11-04→ Common Stock (170,215 underlying) - 15,000
Stock Option (right to buy)
Exercise: $0.33From: 2010-01-01Exp: 2019-01-01→ Common Stock (15,000 underlying) - 15,128(indirect: see footnote)
Common Stock
Footnotes (3)
- [F1]Held by Granite Partners, L.L.C.
- [F2]Held by Harmony Equity Income Fund, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
- [F3]Held by Harmony Equity Income Fund II, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.