Home/Filings/4/0001179110-08-000325
4//SEC Filing

Ascent Solar Technologies, Inc. 4

Accession 0001179110-08-000325

$ASTICIK 0001350102operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:24 PM ET

Size

20.3 KB

Accession

0001179110-08-000325

Insider Transaction Report

Form 4
Period: 2007-12-31
Nath Prem
Sr Vice Pres of Manufacturing
Transactions
  • Sale

    Common Stock

    2007-12-31$25.37/sh500$12,6854,400 total
  • Sale

    Common Stock

    2007-12-31$25.80/sh600$15,4803,000 total
  • Sale

    Common Stock

    2007-12-31$25.24/sh100$2,5244,900 total
  • Sale

    Common Stock

    2007-12-31$25.42/sh200$5,0843,700 total
  • Exercise/Conversion

    Common Stock

    2007-12-31$2.73/sh+5,000$13,6505,000 total
  • Sale

    Common Stock

    2007-12-31$25.83/sh2,000$51,660500 total
  • Exercise/Conversion

    Common Stock (Right to Buy)

    2007-12-31$2.73/sh5,000$13,6503,333 total
    Exercise: $2.73From: 2007-07-31Exp: 2016-07-31Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2007.
  • [F2]Of the remaining unvested options in this grant, options to purchase 33,333 shares vest on July 31, 2008, and options to purchase 33,334 shares vest on July 31, 2009.
  • [F3]Mr. Nath also holds the following securities: vested options to purchase 3,333 shares of common stock that expire July 31, 2016; unvested options to purchase 66,667 shares of common stock that expire July 31, 2016; and unvested options to purchase 12,000 shares of common stock that expire on December 3, 2017.

Issuer

Ascent Solar Technologies, Inc.

CIK 0001350102

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001350102

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:24 PM ET
Size
20.3 KB