4//SEC Filing
SWEENEY JACK A 4
Accession 0001179110-04-001330
CIK 0000356708other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 7:14 PM ET
Size
8.3 KB
Accession
0001179110-04-001330
Insider Transaction Report
Form 4
SWEENEY JACK A
DirectorChairman & CEO10% Owner
Transactions
- Disposition to Issuer
Common Stock
2004-01-15$28.05/sh−10,000$280,500→ 668,905 total
Holdings
- 281,400
Common Stock
- 31,695(indirect: By 401(k))
Common Stock
- 126,000
Stock Option (right to buy)
Exercise: $20.79From: 2004-10-01Exp: 2013-09-01→ Common Stock (26,000 underlying) - 100,000
Common Stock
Footnotes (5)
- [F1]Shares beneficially owned by reporting person through Trust A-1 of the Sweeney Family Trust U/I 11/13/98, a revocable trust of which the reporting person is the settler, sole trustee and sole beneficiary.
- [F2]Shares beneficially owned by reporting person with Marilyn J. Sweeney, the reporting person's spouse, through Trust B of the Sweeney Family Trust U/I 11/13/98.
- [F3]Represents total number of shares in 401K Plan as of January 15, 2004, all of which are fully vested.
- [F4]The option was granted on September 22, 2003 under the company's 1999 Stock Option Plan and vests over seven years as follows: 3,714 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 3,716 shares on October 1, 2010.
- [F5]The option was granted on November 12, 2002 under the company's 1999 Stock Option Plan and vests over five years, as follows: 50,000 option shares on December 31, 2002, and 10,000 option shares on December 31 of 2003, 2004, 2005, 2006 and 2007.
Documents
Issuer
FIRST REGIONAL BANCORP
CIK 0000356708
Entity typeother
Related Parties
1- filerCIK 0001068904
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 7:14 PM ET
- Size
- 8.3 KB