Home/Filings/4/0001179110-03-005048
4//SEC Filing

HOCKEY CO 4

Accession 0001179110-03-005048

CIK 0000880036operating

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 4:50 PM ET

Size

8.2 KB

Accession

0001179110-03-005048

Insider Transaction Report

Form 4
Period: 2003-06-11
RHODES LEN
VP, Global Marketing
Transactions
  • Other

    Option

    2003-06-1120,0000 total
    Exercise: $8.50From: 1988-08-08Exp: 1988-08-08Common Stock, par value $0.01 per share (20,000 underlying)
  • Other

    Option

    2003-06-115,0000 total
    Exercise: $8.50From: 2001-12-31Exp: 1988-08-08Common Stock, par value $0.01 per share (5,000 underlying)
Footnotes (3)
  • [F1]An option to purchase 25,000 shares (the "Initial Grant") of the Company's common stock, par value $0.01 per share ("Common Stock"), was granted pursuant to an employment agreement between the Company and the Reporting Person, dated as of June 29, 2001. As of February 15, 2002, the Initial Grant was replaced by a grant of an option to purchase 25,000 shares of Common Stock with slightly different terms.
  • [F2]On June 11, 2003, the Company merged with Hockey Merger Co., a wholly-owned subsidiary of The Hockey Company Holdings Inc., with the Company as the surviving entity. In connection with the merger, the Common Stock and all options exercisable for the Common Stock were converted by operation of law into an equal number of shares of non-voting exchangeable common stock of the Company ("Exchangeable Shares") or options exercisable for Exchangeable Shares, as the case may be. The Exchangeable Shares are not registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended.
  • [F3]The options had a term of ten years (subject to early termination if the Reporting Person's employment was terminated "for cause") and vested ratably over five years commencing on December 31, 2001, with all options fully vested upon a change of control and ratably upon a termination of the Reporting Person's employment without "cause". In addition, upon a termination of the Reporting Person's employment without "cause", the vested options would have remained exercisable for a period of ninety (90) days from the date of such termination. If the Reporting Person voluntarily terminated his employment, the vested options would have remained exercisable for a period of ninety (90) days from the date of such termination and would have terminated as of the date of such voluntary termination to the extent they had not vested.

Issuer

HOCKEY CO

CIK 0000880036

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000880036

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:50 PM ET
Size
8.2 KB