Compass Therapeutics, Inc.·4

Jan 5, 4:32 PM ET

Lerner Neil 4

4 · Compass Therapeutics, Inc. · Filed Jan 5, 2026

Insider Transaction Report

Form 4
Period: 2026-01-02
Lerner Neil
Chief Accounting Officer
Transactions
  • Award

    Common Stock

    2026-01-02$5.17/sh+62,500$323,125382,500 total
  • Award

    Stock Option (Right to Buy)

    2026-01-02+435,000435,000 total
    Exercise: $5.17Exp: 2036-01-02Common Stock (435,000 underlying)
Footnotes (3)
  • [F1]Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027.
  • [F2]62,500 of the shares represents unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027.
  • [F3]The options vest over 48 substantially equal monthly installments starting February 2, 2026.

Documents

1 file
  • 4
    ownership.xmlPrimary