13F-HR 1 eps4677.txt THE ELI & EDYTHE BROAD FOUNDATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment |_|; Amendment Number: _____ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Eli & Edythe Broad Foundation Address: 10900 Wilshire Blvd., 12th Floor Los Angeles, CA 90024 Form 13F File Number: 028-14391 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: K.C. Krieger Title: Director of Investments Phone: 310-954-5039 Signature, Place, and Date of Signing: /s/ K.C. Krieger Los Angeles, CA 05/08/2011 ----------------- --------------- ---------- (Signature) (City, State) (Date) Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 17 Form 13F Information Value Total (thousands): $56,040 List of Other Included Managers: NONE Form 13F-HR Information Table

Title of VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- Bank of America Corporation *W EXP 10/28/2018 060505153 ~~186~~630 600000 SOLE 600000 Capital One Finl Corp *W EXP 11/14/2018 14040H139 ~~2948~~4564 200000 SOLE 200000 Colgate Palmolive Co COM 194162103 ~~1977~~2092 21400 SOLE 21400 First Rep Bk San Fran Cali COM 33616C100 ~~9854~~10604 321924 SOLE 321924 Hartford Finl Svcs Group Inc *W EXP 06/26/2019 416515120 ~~1828~~2664 200000 SOLE 200000 Heinz H J Co COM 423074103 ~~1627~~1612 30100 SOLE 30100 India Fd Inc COM 454089103 ~~1904~~1732 ~~100000~~77651 SOLE ~~100000~~77651 Johnson & Johnson COM 478160104 ~~2085~~2098 31800 SOLE 31800 JPMorgan Chase & Co *W EXP 10/28/2018 46634E114 ~~4250~~6690 500000 SOLE 500000 Market Vectors ETF TR Brazil SMCP ETF 57060U613 ~~8383~~10106 230047 SOLE 230047 Merck & Co Inc New COM 58933Y105 ~~2107~~2147 55900 SOLE 55900 Novartis A G Sponsored ADR 66987V109 ~~1206~~1169 21100 SOLE 21100 PNC Finl Svcs Group Inc *W EXP 12/31/2018 693475121 ~~1767~~1836 150000 SOLE 150000 Procter & Gamble Co COM 742718109 ~~1821~~1835 27300 SOLE 27300 Royal Dutch Shell Plc Spons ADR A 780259206 ~~2273~~2181 31100 SOLE 31100 Statoil ASA Sponsored ADR 85771P102 ~~1747~~1849 68200 SOLE 68200 Unilever N V N Y SHS NEW 904784709 ~~2255~~2232 65600 SOLE 65600

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