CASEY BRIAN O 4

What Happened

• Brian O. Casey, CEO and director of Westwood Holdings Group, received a grant of 57,194 shares (reported as an award/acquisition at $0.00 per share) and on the same date sold 18,943 shares in an open-market transaction at $16.22 per share, generating $307,255. Both transactions are reported on a Form 4 with a transaction date of February 23, 2026 and filing date March 13, 2026.

Key Details

• Transaction date: 2026-02-23; Filing date: 2026-03-13 (late filing)
• Award: 57,194 shares acquired at $0.00 (code A)
• Sale: 18,943 shares sold at $16.22 — proceeds $307,255 (code S)
• Shares owned after transaction: not disclosed in this Form 4
• Footnote: F1 states the Form 4 was filed late due to administrative matters related to the filer’s EDGAR Next registration (timeliness flagged as late)

Context

• The filing reports both an award (grant) and an open-market sale. Awards reported at $0.00 are typically grants of stock or restricted stock, but the Form 4 does not specify the award type or any vesting. The filing gives no reason for the sale; routine insider sales can reflect a variety of non-informational reasons. The late filing was attributed to administrative registration issues per the footnote, which delays public disclosure but does not itself explain the trades.