Morgan Quinn 4
4 · Erickson Air-Crane Inc. · Filed May 13, 2013
Insider Transaction Report
Form 4
Morgan Quinn
Director10% Owner
Transactions
- Purchase
Cumulative Participating Preferred Stock, Series A
2013-05-02+913,732.61→ 913,732.61 total(indirect: see footnote)→ Common Stock (913,732.61 underlying) - Purchase
Cumulative Participating Preferred Stock, Series A
2013-05-02+391,599.7→ 391,599.7 total(indirect: see footnote)→ Common Stock (391,599.7 underlying) - Purchase
Cumulative Participating Preferred Stock, Series A
2013-05-02+634,763.77→ 634,763.77 total(indirect: see footnote)→ Common Stock (634,763.77 underlying)
Footnotes (5)
- [F1]The preferred stock is convertible into common stock on a one-for-one basis following the approval by the issuer's stockholders of the issuance of shares of common stock upon such conversion, and has no expiration date.
- [F2]The preferred stock was acquired as repayment of approximately $20.0 million in debt of Evergreen International Aviation, Inc. ("EIA") and for approximately $3.0 million in cash, in connection with the issuer's acquisition of Evergreen Helicopters, Inc., a subsidiary of EIA, on May 2, 2013.
- [F3]By ZM Private Equity Fund I, L.P., of which ZM Private Equity Fund I GP, LLC is the general partner, of which Q&U Investments, LLC is the managing member, of which the reporting person is the managing member. The reporting person is deemed to have sole voting and investment power of the issuer's shares held by ZM Private Equity Fund I, L.P., but disclaim beneficial interest of such shares, except to the extent of his pecuniary interest therein.
- [F4]By ZM Private Equity Fund II, L.P., of which ZM Private Equity Fund II GP, LLC is the general partner, of which Q&U Investments, LLC is the managing member, of which the reporting person is the managing member. The reporting person is deemed to have sole voting and investment power of the issuer's shares held by ZM Private Equity Fund II, L.P., but disclaims beneficial interest of such shares, except to the extent of his pecuniary interest therein.
- [F5]By 10th Lane Finance Co., LLC, of which 10th Lane Partners LLC is the managing member, of which Q&U Investments, LLC is the managing member, of which the reporting person is the managing member. The reporting person is deemed to have sole voting and investment power of the issuer's shares held by 10th Lane Finance Co., LLC, but disclaims beneficial interest of such shares, except to the extent of his pecuniary interest therein.