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AXS ONE INC·4

Sep 22, 2:16 PM ET

AXS ONE INC 4

4 · AXS ONE INC · Filed Sep 22, 2005

Insider Transaction Report

Form 4
Period: 2005-09-20
AXS ONE INCAXO
Lyons William P
DirectorChairman of the Board and CEO
Transactions
  • Purchase

    AXS-One Inc. Class C Warrants

    2005-09-20+15,787→ 15,787 total(indirect: Lyons Partners)
    Exercise: $1.90Exp: 2008-06-20→ Common Stock (15,787 underlying)
  • Purchase

    AXS-One Inc. Class D Warrants

    2005-09-20+15,786→ 15,786 total(indirect: Lyons Partners)
    Exercise: $2.15Exp: 2008-06-20→ Common Stock (15,786 underlying)
  • Purchase

    AXS-One Inc. Common Stock

    2005-09-20$1.49/sh+157,866$235,062→ 257,466 total(indirect: Lyons Partners)
Footnotes (3)
  • [F1]Amount of Securities Beneficially Owned following reported Transaction includes: 167,866 securities, Indirect Ownership 89,600 securities, Direct Ownership
  • [F2]Upon Issuance
  • [F3]Issued in Private Placement

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT