4 1 d02-52078_f4.txt FORM 4 ---------------------------- OMB APPROVAL ---------------------------- ______________________ ---------------------------- OMB Number: 3525-0287 Expires: September 30, 1998 ---------------------------- Estimated average burden ---------------------------- hours per response: . . 0.5 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ================================================================================ 1. Name and Address of Reporting Person* White Jeffrey -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Marchon Eyewear, Inc. 35 Hub Drive -------------------------------------------------------------------------------- (Street) Melville NY 11747 -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Warrantech Corporation - WTEC ================================================================================ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ================================================================================ 4. Statement for Month/Year 10/01/02 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) |X| Director |_| 10% Owner |_| Officer (give title below) |_| Other (specify below) ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) |X| Form filed by One Reporting Person |_| Form filed by More than One Reporting Person ================================================================================ * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================

~~FORM~~6. 4. ~~OMB APPROVAL --------------------------- [ ] Check this box if no longer U~~5.S. ~~SECURITIES AND EXCHANGE COMMISSION OMB Number: 3525~~Owner-~~0287~~ ~~subject~~Securities toAcquired ~~Section~~(A) ~~16. Form WASHINGTON, D.C. 20549 Expires: September 30, 1998 4~~ or ~~Form~~Amount 5of ~~obligations~~ship ~~may Estimated average burden continue~~3. ~~See~~Disposed ~~Instruction~~of 1(bD). ~~STATEMENT~~Securities ~~OF CHANGES IN BENEFICIAL OWNERSHIP hours per response~~Form: 7.. ~~0.5~~Transaction ~~Filed pursuant to Section 16~~(a)Instr. ~~of the Securities Exchange Act of 1934~~3, ~~Section~~4 ~~17(a)~~and ~~of the Public Utility Holding Company Act of 1935 or Section 30(f~~5) ofBeneficially ~~the~~Direct ~~Investment~~Nature ~~Company Act~~ of ~~1940~~2. Code ----------------------------~~--------------------------------------------------------------------------------------------------------~~ 1.Owned ~~Name~~at ~~and~~End ~~Address~~(D) ~~of Reporting Person*| 2. Issuer Name and Ticker~~ or ~~Trading~~Indirect ~~Symbol | 6~~1. ~~Relationship~~Transaction ~~of Reporting Person | | to Issuer~~ (~~Check~~Instr. ~~all~~8) ~~applicable~~(A) ~~WHITE~~of ~~JEFFREY~~Month |Indirect ~~WARRANTECH~~Beneficial ~~CORPORATION~~Title --of ~~WTEC~~Security |Date ------------~~-------------------------------------------------------------------------------|~~ XAmount ~~Director~~or XPrice ~~10%~~(Instr. ~~Owner~~3 (~~Last~~I) ~~(First)~~Ownership (~~Middle)~~Instr. | 3.) ~~IRS or Social | 4. Statement for | ----- ----- | Security Number | Month~~(mm/~~Year~~dd/yy) |Code ~~Officer~~V (~~give~~D) ~~title~~and ~~below~~4) ~~C/O MARCHON EYEWEAR, INC. | of Reporting | | ----- 35 HUB DRIVE | Person~~ (~~Voluntary~~Instr.4) ~~| 12/01 | Other~~ (~~specify~~Instr. ~~below~~4) ----------------------------------------~~| | |~~ ----- ~~(Street) | ###~~-##-~~#### | | | | |~~ -------------------------------- ~~MELVILLE NY 11747 | | |~~ ----------------------------------------~~| |~~-------------~~------------|----------------------------------------~~ ~~(City)~~Common ~~(State)~~Stock ~~(Zip)~~10/01/02 |A |V ~~5. If Amendment~~8,081 |A 7$0.99 ~~Individual or Joint/Group Filing | | Date of Original |~~ 1,308,411(~~check applicable line~~1) |D ~~| (Month/Year) | | | | X Form filed by One Reporting | | |~~ --~~---~~ ~~Person | | | | | | Form filed by One Reporting | | |~~ ----- ~~Person | | |~~ -------------------------------------------------------------------------------------------------------------------------------~~-----~~ ~~Table~~244 I1 --by ~~Non-Derivative~~RNJH ~~Securities Acquired~~Assoc., ~~Disposed~~Ltd. ~~of, or Beneficially Owned~~ ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2. Transaction | 3. Transaction | 4. Securities Acquired (A)| 5. Amount of | 6. Ownership | 7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | Form: Direct | of Indirect | (Month/Day/ | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially | (D) or | Beneficial | Year) | | | Owned at End | Indirect (I) | Ownership | |----------------|---------------------------~~| of Month | (Instr. 4) | (Instr. 4) | | Code | V | Amount | (A) | Price | (Instr. 3 | | | | | | | or | | and 4) | | | | | | | (D) | | | |~~ ------------------------|----------------|-------|--------|--------|------|-----------|--------- -----|--------------|--------------- ~~COMMON STOCK | 4/01/01 | A | V | 375 | A |~~ -- ~~| 1,595,529(1) | D |~~ -- ------------------------|----------------|-------|--------|--------|------|-----------|--------------| --------------|--------------- ~~COMMON STOCK | 7/01/01 | A | V | 375 | A |~~ -- ~~| 1,595,904(1) | D |~~ -- ------------------------|----------------|-------|--------|--------|------|-----------|--------------|----- ---------|--------------- ~~COMMON STOCK | 10/01/01 | A | V | 375 | A |~~ -- ~~| 1,596,279(1) | D |~~ -- ------------------------|----------------|-------|--------|--------|------|-----------|--------------|---------- ----|--------------- ~~| | | | | | | 244 | I | BY RNJH | | | | | | | | | ASSOC., LTD.~~ ------------------------|----------------|-------|--------|--------|------|-----------|--------------|--------------|-----~~----------~~ ~~| | | | | | | | |~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~(Print or Type Responses)~~====================================================================================================================================

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================

~~FORM~~9. 410. ~~(CONTINUED)~~Number ~~TABLE II~~ Owner- ~~DERIVATIVE~~of ~~SECURITIES~~ship ~~ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E~~2.~~G.,~~ ~~PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)~~ Deriv-~~-----------------------------------------------------------------------------------------------------------------------------------~~ 1.Form ~~Title~~ of ~~Derivative~~Conver- ~~Security|2~~5. ~~Conversion |3~~7. ~~Transaction~~ative ~~|4.~~Deriv- ~~Transaction | 5~~11. sion Number of ~~| 6. Date Exer- |7.~~ Title and Amount ~~(Instr.~~Secur- 3)ative |Nature or ~~Exercise |Date | Code |~~ Derivative |6. ~~cisable and |~~of Underlying ~~|Price~~8. ofities |Secur- |of ~~(Instr~~Exer- 4. ~~8) |~~ Securities ~~| Expiration~~ Date |Securities ~~|Derivative~~Price |Bene- ~~(Month/Day/~~ity: |In- |cise 3. Trans- Acquired (A) |Exercisable ~~(Month/Day/Year)~~and |(Instr. 3 and 4) ~~|Security~~of |ficially ~~Year)~~Direct |direct |Price Trans- action or Disposed |Expiration |Date ~~| | | | of (D) |~~---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ------------------ |or |Secur- |of |direct ~~(Instr. 3, | Date | Expir~~Owner- |Derivative |ative ~~Amount~~(Month/ or8) ~~| | | |~~ 4, and 5) |Date ~~Exer~~Expira- |Number ~~ation~~ity |Month ~~Title~~(I) |ship ~~Number~~Security ofSecur- |Day/ ~~| |~~------ ---------|--- Exer-~~----------|~~ ~~cisable~~tion |of ~~Date~~(Instr. |(Instr. |(Instr. ~~Shares~~(Instr. |(Instr. |3) |ity Year) Code | V | (A) | (D) |cisable |Date |Title |Shares 5) 4) 4) 4) ------------------------------------------------------------------------------------------------------------------------------------ ~~OPTION~~Option TOto ~~PURCHASE~~purchase ~~STOCK~~Common |stock $1.3125 |4/05/00 ~~| | | | |~~ 4/05/0100 | 4/05/~~11|COMMON~~05 |Stock 25,000 |25,000 |D ~~| | | | | | |STOCK |~~ -- -----------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- ~~| | | | | | | | | |~~ ------------~~-------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|----------~~ ~~| | | | | | | | | |~~ -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- ~~| | | | | | | | | |~~ ----------~~---------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|----------~~ ~~| | | | | | | | | |~~ -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- ~~| | | | | | | | | |~~ ----------~~---------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|----------~~ ~~| | | | | | | | | |~~ -------------------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|---------- ~~| | | | | | | | | |~~ ----------~~---------------------|--------------|---------------|-------|-------|------|-------|---------|--------|--------|----------~~ ~~| | | | | | | | | |~~ ------------------------------------------------------------------------------------------------------------------------------------ 8. Price of |9. Number of | 10. Ownership |11. Nature of | Derivative | Derivative | Form of | Indirect | Security | Securities | Derivative | Beneficial | (Instr. 5) | Beneficially | Security; | Ownership | | Owned at End | Direct (D) or | (Instr. 4) | | of Month | Indirect (I) | | | (Instr. 4) | (Instr. 4) | | -------------------------------------------------------------------~~| | 25,000 | D |~~ -- ~~| | | | |~~ --------------|----------------|-------------------|---------------| ~~| | | |~~ --------------|----------------|-------------------|---------------~~| | | | |~~ --------------|----------------|-------------------|---------------~~| | | | |~~ ----~~----------|----------------|-------------------|---------------|~~ ~~| | | |~~ --------------|----------------|-------------------|---------------~~| | | | |~~ --------------|----------------|-------------------|---------------~~| | | | |~~ ----~~----------|----------------|-------------------|---------------|~~ ~~| | | |~~ --------------|----------------|-------------------|---------------~~| | | | |~~ -------------------------------------------------------------------- Explanation of Responses: (1) Does not include an aggregate of 17,000 Shares owned /s/ JEFFREY WHITE JANUARY 7, 2002 by Mr. White's mother and sister, as to which he disclaims ------------------------------------ ----------------- any beneficial interest. **Signature of Reporting Person Date * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities owned directly or Indirectly. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure.====================================================================================================================================

Explanation of Responses: (1) Does not include an aggregate of 316,324 shares reported previously which are owned by Mr. White's immediate adult family members and which are not required to be reported. *If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities owned directly or indirectly. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Jeffrey White October 1, 2002 --------------------------------------------- ----------------------- ** Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 of 2

Filing Compare · WHITE JEFF J