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4//SEC Filing

Bosua Phillip 4

Accession 0001161697-23-000107

CIK 0001074828other
View on SEC.govCompany Profile

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 11:12 AM ET

Size

16.3 KB

Accession

0001161697-23-000107

Insider Transaction Report

Form 4
Period: 2023-01-23
KNOW LABS, INC.KNWN
Bosua Phillip
DirectorCEO and President10% Owner
Transactions
  • Other

    Option to Purchase Common Stock

    2023-01-23−0→ 1,000,000 total
    Exercise: $1.28Exp: 2024-01-23→ Common Stock (1,000,000 underlying)
  • Other

    Option to Purchase Common Stock

    2023-01-23−1,200,000→ 0 total
    Exercise: $1.10→ Common Stock (1,200,000 underlying)
  • Other

    Option to Purchase Common Stock

    2023-01-23−3,959,795→ 304,600 total
    Exercise: $1.53Exp: 2024-01-23→ Common Stock (3,959,795 underlying)
  • Other

    Option to Purchase Common Stock

    2023-01-23−975,000→ 325,000 total
    Exercise: $2.09Exp: 2024-01-23→ Common Stock (975,000 underlying)
  • Other

    Option to Purchase Common Stock

    2023-01-23−1,250,000→ 0 total
    Exercise: $1.41→ Common Stock (1,250,000 underlying)
Holdings

  • Common Stock

    3,005,000
Footnotes (6)
  • [F1]Pursuant to Separation and Release Agreement dated January 23, 2023, all outstanding Options to Purchase Common Stock have ceased vesting after the Separation Date (01/23/2023) and all vested stock options shall be exercisable for a period of one year after the Separation Date. All unvested options have been cancelled. As a result, the Company and Bosua entered into amended Stock Option Agreements reflecting the aforementioned terms.
  • [F2]All 1,000,000 options are vested; The expiration date has thus been extended from August 1, 2023 to January 23, 2024.
  • [F3]All 1,200,000 options have been cancelled.
  • [F4]304,600 options under the stock option agreement dated December 15, 2020 have vested and 3,959,795 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.
  • [F5]325,000 options under the stock option agreement dated December 15, 2021 have vested and 975,000 remaining options have been cancelled. The expiration date has been amended to January 23, 2024.
  • [F6]All 1,250,000 options have been cancelled.

Documents

1 file

Issuer

KNOW LABS, INC.

CIK 0001074828

→
Entity typeother

Related Parties

1
  • filerCIK 0001738153

Filing Metadata

Form type
4
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 11:12 AM ET
Size
16.3 KB
View on SEC.gov