4//SEC Filing
Fox Michael J 4
Accession 0001144204-19-039393
CIK 0001579910other
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 11:52 AM ET
Size
10.8 KB
Accession
0001144204-19-039393
Insider Transaction Report
Form 4
Resonant IncRESN
Fox Michael J
Director
Transactions
- Purchase
Common Stock
2019-08-09$2.53/sh+396,000$1,001,880→ 1,866,000 total(indirect: By Park City Capital Offshore Master, Ltd.)
Holdings
- 36,630
Restricted Stock Units
→ Common Stock (36,630 underlying) - 62,925
Common Stock
- 4,664
Restricted Stock Units
→ Common Stock (4,664 underlying)
Footnotes (5)
- [F1]Represents shares acquired from the Issuer in a private placement at a purchase price of $2.53 per share.
- [F2]Michael J. Fox is the managing member of Park City Capital, LLC, the investment adviser of the fund that directly holds the reported securities. Mr. Fox and Park City Capital, LLC may be deemed to be beneficial owners of the securities directly held by the fund. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
- [F3]Each restricted stock unit (RSU) represents a contingent right to receive one share of Resonant Inc. common stock.
- [F4]The RSUs were granted on June 12, 2018. The shares vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant date and (ii) June 12, 2020.
- [F5]The RSUs were granted on June 11, 2019. 50% of the shares vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001589232
Filing Metadata
- Form type
- 4
- Filed
- Aug 12, 8:00 PM ET
- Accepted
- Aug 13, 11:52 AM ET
- Size
- 10.8 KB