4//SEC Filing
Alala Joseph B III 4
Accession 0001144204-19-030918
CIK 0001571329other
Filed
Jun 13, 8:00 PM ET
Accepted
Jun 14, 9:48 AM ET
Size
9.4 KB
Accession
0001144204-19-030918
Insider Transaction Report
Form 4
Alala Joseph B III
DirectorSee Remarks
Transactions
- Purchase
Common Stock
2019-06-13$9.17/sh+2,576$23,622→ 12,187 total
Holdings
- 21,245.278(indirect: By LLC)
Common Stock
- 360(indirect: By Children)
Common Stock
- 972(indirect: via CapitalSouth Corporation)
Common Stock
- 534,637.85(indirect: By LLC)
Common Stock
- 360(indirect: By Children)
Common Stock
- 5,559.722(indirect: via Capitala Transaction Corp.)
Common Stock
Footnotes (1)
- [F1]Mr. Alala disclaims beneficial ownership of any of the Issuer's shares directly held by Capitala Private Investments, LLC, Capitala Transaction Corp., CapitalSouth Corporation and Capitala Investment Advisors, LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Alala is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose
Documents
Issuer
Capitala Finance Corp.
CIK 0001571329
Entity typeother
Related Parties
1- filerCIK 0001587346
Filing Metadata
- Form type
- 4
- Filed
- Jun 13, 8:00 PM ET
- Accepted
- Jun 14, 9:48 AM ET
- Size
- 9.4 KB