4//SEC Filing
Hartwig David 4
Accession 0001144204-18-048861
CIK 0001420811other
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 4:29 PM ET
Size
8.1 KB
Accession
0001144204-18-048861
Insider Transaction Report
Form 4
Hartwig David
Director
Transactions
- Other
Common Stock
2018-09-06−1,608,855→ 3,790,903 total(indirect: See footnote)
Holdings
- 63,313
Common Stock
- 286,596(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Sapphire Ventures Fund I, L.P. ("Sapphire Ventures LP") made a pro-rata distribution for no consideration of Common Stock of On Deck Capital, Inc. (the "Issuer") to its general partner and limited partner on September 6, 2018. The limited partner received 1,608,855 shares in the distribution. Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP"), the general partner of Sapphire Ventures LP, received 286,596 shares in the distribution (a change of form of beneficial ownership without a change of pecuniary interest exempt from reporting under Rule 16a-13). The total number of shares distributed was 1,895,451 shares.
- [F2]The reported shares are held of record by Sapphire Ventures LP. The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F3]The reported shares are held of record by Sapphire GP (see footnote 1). The Reporting Person is a managing member of Sapphire GP and may be deemed to have an indirect pecuniary interest in such shares through his interest in the Sapphire GP. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the rates of return of Sapphire Ventures LP overall with respect to its indirect investment in the Issuer. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
Documents
Issuer
On Deck Capital, Inc.
CIK 0001420811
Entity typeother
Related Parties
1- filerCIK 0001627473
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 4:29 PM ET
- Size
- 8.1 KB