P&F INDUSTRIES INC·4

Jun 25, 6:14 PM ET

HOROWITZ RICHARD A 4

4 · P&F INDUSTRIES INC · Filed Jun 25, 2018

Insider Transaction Report

Form 4
Period: 2018-06-22
HOROWITZ RICHARD A
DirectorPrincipal Executive Officer10% Owner
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2018-06-22$3.98/sh+151,557$603,1971,336,306 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2018-06-22+151,5570 total
    Exercise: $3.98Exp: 2018-06-23Class A Common Stock (151,557 underlying)
Footnotes (1)
  • [F1]Option was originally granted on June 24, 2008 as follows: 145,000 shares with an exercise price of $4.16 per share. Such option became fully vested and exercisable on June 24, 2013. As a result of a special cash dividend paid to stockholders of the Issuer in April 2016, in accordance with the terms of the Issuer's stock option plans and applicable Internal Revenue Code rules, the number of options held by all of Issuer's option holders and the exercise price of such options were equitably adjusted.

Documents

1 file
  • 4
    tv497036_4.xmlPrimary

    OWNERSHIP DOCUMENT