4//SEC Filing
Gu Nana 4
Accession 0001144204-18-003702
CIK 0000850261other
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 4:57 PM ET
Size
9.2 KB
Accession
0001144204-18-003702
Insider Transaction Report
Form 4
Asia Pacific MedTech (BVI) Ltd
10% Owner
Transactions
- Sale
Common Stock
2018-01-24$7.52/sh−577,962$4,343,731→ 8,617,513 total - Sale
Common Stock
2018-01-23$7.82/sh−106,326$831,958→ 9,195,475 total
Gu Nana
10% Owner
Transactions
- Sale
Common Stock
2018-01-23$7.82/sh−106,326$831,958→ 9,195,475 total - Sale
Common Stock
2018-01-24$7.52/sh−577,962$4,343,731→ 8,617,513 total
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $8.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.675, inclusive.
- [F3]This Form 4 is being filed by Asia Pacific MedTech (BVI) Limited as the direct beneficial owner of the shares of Common Stock. Nana Gu is the indirect beneficial owner of the shares of Common Stock in her capacity as the sole director and sole shareholder of Asia Pacific MedTech (BVI) Limited.
Documents
Issuer
Sorrento Therapeutics, Inc.
CIK 0000850261
Entity typeother
Related Parties
1- filerCIK 0001705658
Filing Metadata
- Form type
- 4
- Filed
- Jan 24, 7:00 PM ET
- Accepted
- Jan 25, 4:57 PM ET
- Size
- 9.2 KB