4//SEC Filing
ABELL KEITH W 4
Accession 0001144204-17-062031
CIK 0001668428other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 8:49 PM ET
Size
15.9 KB
Accession
0001144204-17-062031
Insider Transaction Report
Form 4
ABELL KEITH W
Director
Transactions
- Conversion
Ordinary Shares
2017-11-30+27,031→ 27,031 total - Award
Ordinary Shares
2017-11-30$10.00/sh+60,606$606,060→ 187,637 total - Conversion
Class B Ordinary Shares
2017-11-30−11,670→ 0 total→ Ordinary Shares - Award
Ordinary Shares
2017-11-30$10.00/sh+100,000$1,000,000→ 127,031 total - Other
Class B Ordinary Shares
2017-11-29+4,317→ 11,670 total→ Ordinary Shares - Award
Private Placement Warrants
2017-11-30+33,333→ 33,333 totalExercise: $11.50From: 2017-12-30Exp: 2022-11-30→ Ordinary Shares (33,333 underlying)
Footnotes (5)
- [F1]Pursuant to a reclassification exemption under Rule 16b-7, the Issuer re-designated each Class A Ordinary Share (par value $0.0001 per share) as Ordinary Shares (par value $0.0001 per share) on November 30, 2017. Therefore, for purposes of this filing, all Class A Ordinary Shares are referred herein as Ordinary Shares.
- [F2]The Class B Ordinary Shares are convertible, as described under the heading "Conversion of Founder Shares" in the CF Corporation's (CF Corporation is a predecessor entity to the Issuer) Schedule 14A (File No. 333-210854) and have no expiration date.
- [F3]On December 1, 2017, the Reporting Person purchased 100,000 Ordinary Shares at a purchase price of $10.00 per share from the Issuer. Additionally, the Reporting Person received 33,333 Private Placement Warrants ("PPWs") from the Issuer in connection with this transaction.
- [F4]On December 1, 2017, the Reporting Person purchased 60,606 Ordinary Shares at a purchase price of $10.00 per share from the Issuer.
- [F5]On November 29, 2017, CF Capital Growth, LLC ("CF Capital") distributed all of its Class B Ordinary Shares and PPWs to its members, except for 30,221 Class B Ordinary Shares, which were transferred to the Issuer's independent directors. The Reporting Person received 4,317 Class B Ordinary Shares and 0 PPWs pursuant to this distribution. As a result, CF Capital no longer directly or indirectly owned any securities or derivative securities of the Issuer. Immediately prior to this distribution, CF Capital forfeited 2,048,030 Class B Ordinary Shares to CF Corporation.
Documents
Issuer
FGL Holdings
CIK 0001668428
Entity typeother
Related Parties
1- filerCIK 0001100702
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 8:49 PM ET
- Size
- 15.9 KB