4//SEC Filing
Zwillinger David 4
Accession 0001144204-17-061452
CIK 0001620459other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 4:05 PM ET
Size
14.7 KB
Accession
0001144204-17-061452
Insider Transaction Report
Form 4
Zwillinger David
Director10% Owner
Transactions
- Sale
Common Shares
2017-11-27$38.10/sh−450,000$17,145,000→ 3,297,238 total(indirect: See footnotes)
Holdings
- 2,563
Common Shares
Footnotes (5)
- [F1]The securities reported in this line of this Form 4 are directly held by D. E. Shaw CF-SP Franklin, L.L.C. ("CF-SP Franklin"), which holds 573,723 Common Shares following the transaction reported in this line of this Form 4; D. E. Shaw CH-SP Franklin, L.L.C. ("CH-SP Franklin"), which holds 1,624,436 Common Shares following the transaction reported in this line of this Form 4; and D. E. Shaw Oculus Portfolios, L.L.C. ("Oculus Portfolios," and together with CF-SP Franklin and CH-SP Franklin, the "D. E. Shaw Shareholders"), which holds 1,099,079 Common Shares following the transaction reported in this line of this Form 4.
- [F2]D. E. Shaw & Co., L.P. ("DESCO LP"), as investment adviser to the D. E. Shaw Shareholders; D. E. Shaw & Co., L.L.C. ("DESCO LLC"), as the manager of the D. E. Shaw Shareholders; and Mr. David Zwillinger ("David Zwillinger"), as a Managing Director of DESCO LP, may be deemed to be the beneficial owners of the Common Shares reported in this line of this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. The D. E. Shaw Shareholders, DESCO LLC, and DESCO LP have reported their beneficial ownership on separate Forms 4.
- [F3]In accordance with Instruction 4(b)(iv), the entire number of Common Shares of the Issuer that may be deemed to be beneficially owned by the D. E. Shaw Shareholders, DESCO LLC, and DESCO LP is reported herein. The Reporting Person disclaims any beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- [F4]The securities sold in the transaction reported in this line of this Form 4 were sold by CF-SP Franklin (78,300 Common Shares), CH-SP Franklin (221,700 Common Shares), and Oculus Portfolios (150,000 Common Shares).
- [F5]Consists of (i) 1,970 Common Shares and (ii) 593 restricted share units.
Issuer
James River Group Holdings, Ltd.
CIK 0001620459
Entity typeother
Related Parties
1- filerCIK 0001627192
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 4:05 PM ET
- Size
- 14.7 KB