4//SEC Filing
Eby Matthew 4
Accession 0001144204-17-059940
CIK 0001648428other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:01 PM ET
Size
16.4 KB
Accession
0001144204-17-059940
Insider Transaction Report
Form 4
TCP WR Acquisition LLC
10% Owner
Transactions
- Purchase
Common Stock
2017-11-16$1.64/sh+84,189$138,070→ 934,254 total(indirect: By William Sweedler. See footnotes (1) and (3).) - Purchase
Common Stock
2017-11-15$1.64/sh+110,275$180,851→ 850,065 total(indirect: By William Sweedler. See footnotes (1) and (2).)
Holdings
- 6,628,572
Common Stock
- 95,938(indirect: By Matthew Eby. See footnotes (1) and)
Common Stock
- 733,333(indirect: By LLC)
Common Stock
- 257,273(indirect: By LLC)
Common Stock
SWEEDLER WILLIAM
Director10% Owner
Transactions
- Purchase
Common Stock
2017-11-16$1.64/sh+84,189$138,070→ 934,254 total(indirect: By William Sweedler. See footnotes (1) and (3).) - Purchase
Common Stock
2017-11-15$1.64/sh+110,275$180,851→ 850,065 total(indirect: By William Sweedler. See footnotes (1) and (2).)
Holdings
- 257,273(indirect: By LLC)
Common Stock
- 733,333(indirect: By LLC)
Common Stock
- 95,938(indirect: By Matthew Eby. See footnotes (1) and)
Common Stock
- 6,628,572
Common Stock
Tengram Capital Associates, LLC
10% Owner
Transactions
- Purchase
Common Stock
2017-11-16$1.64/sh+84,189$138,070→ 934,254 total(indirect: By William Sweedler. See footnotes (1) and (3).) - Purchase
Common Stock
2017-11-15$1.64/sh+110,275$180,851→ 850,065 total(indirect: By William Sweedler. See footnotes (1) and (2).)
Holdings
- 257,273(indirect: By LLC)
Common Stock
- 733,333(indirect: By LLC)
Common Stock
- 6,628,572
Common Stock
- 95,938(indirect: By Matthew Eby. See footnotes (1) and)
Common Stock
Eby Matthew
10% Owner
Transactions
- Purchase
Common Stock
2017-11-15$1.64/sh+110,275$180,851→ 850,065 total(indirect: By William Sweedler. See footnotes (1) and (2).) - Purchase
Common Stock
2017-11-16$1.64/sh+84,189$138,070→ 934,254 total(indirect: By William Sweedler. See footnotes (1) and (3).)
Holdings
- 6,628,572
Common Stock
- 257,273(indirect: By LLC)
Common Stock
- 95,938(indirect: By Matthew Eby. See footnotes (1) and)
Common Stock
- 733,333(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Consists of (i) 6,628,572 shares of common stock of the Issuer held directly by TCP WR Acquisition, LLC, (ii) 733,333 shares of common stock of the Issuer held by TCP SQBG Acquisition, LLC and (iii) 257,273 shares of common stock of the Issuer held by TCP SQBG II, LLC. Mr. William Sweedler and Mr. Matthew Eby are managing members of Tengram Capital Associates, LLC, which is the general partner of the managing member of each of TCP WR Acquisition, LLC, TCP SQBG Acquisition, LLC and TCP SQBG II, LLC. Mr. Sweedler also is a director of the Issuer. Each of Tengram Capital Associates, LLC, Mr. Sweedler and Mr. Eby disclaims beneficial ownership of such shares of Common Stock, except to the extent of his or its respective pecuniary interest therein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.605 to $1.65. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.6221 to $1.64. The reporting person undertakes to provide to Sequential Brands Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote.
- [F4]Directly owned by Mr. Eby.
Documents
Issuer
Sequential Brands Group, Inc.
CIK 0001648428
Entity typeother
Related Parties
1- filerCIK 0001540990
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:01 PM ET
- Size
- 16.4 KB