Home/Filings/4/0001144204-16-098735
4//SEC Filing

REDWOOD TRUST INC 4

Accession 0001144204-16-098735

$RWTCIK 0000930236operating

Filed

May 2, 8:00 PM ET

Accepted

May 3, 7:45 PM ET

Size

9.6 KB

Accession

0001144204-16-098735

Insider Transaction Report

Form 4
Period: 2016-05-02
Transactions
  • Exercise/Conversion

    Deferred Stock Units

    2016-05-026,0930 total
    Exercise: $12.31Common Stock (6,093 underlying)
  • Exercise/Conversion

    Common Stock

    2016-05-02$12.96/sh+6,093$78,96541,489.43 total(indirect: By Trust)
  • Gift

    Common Stock

    2016-05-026,09335,396.43 total(indirect: By Trust)
Footnotes (5)
  • [F1]This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in the Executive Deferred Compensation Plan.
  • [F2]Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
  • [F3]Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
  • [F4]Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 1, 2016.
  • [F5]No expiration date is applicable to deferred stock units.

Issuer

REDWOOD TRUST INC

CIK 0000930236

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000930236

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 7:45 PM ET
Size
9.6 KB