UNITED STATES

SECURITIES AND EXCHANGE

COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): ~~July~~October 2030, 2015

MERRIMAN HOLDINGS, INC.

(Exact Name of Registrant as Specified in Charter)

Delaware	001-15831	11-2936371
(State or Other Jurisdiction	(Commission File Number)	(IRS Employer
of Incorporation)		Identification No.)

250 Montgomery Street, 16th Floor,

San Francisco, California 94104

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code (415) 248-5600

(Former Name or Former Address, if Changed Since Last Report)

Item 21.0301 ~~Creation~~Entry ofinto a ~~Direct~~Material ~~Financial~~Definitive ~~Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant~~Agreement.

On ~~July~~October 2030, 2015 the Company ~~borrowed~~sold anand ~~additional~~issued ~~$333~~666,~~333~~667 ~~from~~shares ~~EGS,~~of ~~LLC,~~Series ~~(the~~F ~~“New~~Preferred ~~Note”)~~Stock onto ~~the~~its ~~same terms as the previous $1~~Co-Chairman,~~000,000~~ ~~borrowed~~Ronald onL. ~~April 28,~~Chez ~~2015~~at ~~and~~a ~~disclosed~~price inof ~~the~~$0.30 ~~Current~~per ~~Report~~share. onThe ~~Form~~Series F ~~8-K~~Preferred ~~dated~~Stock ~~April 28, 2015 (the “Prior Note”), except that the New Note~~ carries a ~~maturity~~cumulative ~~date~~dividend of ~~July~~4.5% ~~16,~~per ~~2016~~annum and ~~the~~is ~~Prior~~convertible ~~Note~~into ~~was~~shares ~~amended~~of tocommon ~~extend~~stock ~~its~~of ~~maturity~~the ~~date to July 16, 2016. The~~Company ~~New~~at ~~Note~~a ~~carries~~price ~~an interest rate~~ of ~~12.~~$0%.30 per ~~annum~~share.

Item 3.02

Unregistered Sales of Equity Securities.

OnThe ~~July~~sale ~~20, 2015 the Company issued warrants to purchase 166,667 shares~~ of the ~~Company’s~~Series ~~Common~~F ~~Stock~~Preferred ~~at $1.00 per share and expiring on July 16, 2020 (the “Warrants”)~~Stock ~~pursuant to the New Note. The New Note~~ described in ~~Section 2~~Section1.0301 ~~and~~was ~~the Warrants were~~ exempt from the registration requirements of the Securities Act of 1933 (the “Act”), as amended, pursuant to Section 4.2 of the Act.

No underwriters, underwriting discounts or commissions were involved in the issuance of the Secured Promissory Note or Warrants.

The Certificate of Designation for the Series F Preferred Stock was filed in Delaware on October 30, 2015 and is attached hereto as an exhibit.

Item 9.01(d)

Exhibits

3.13	Series F Certificate of Designation as filed with the Delaware Secretary of State on October 30, 2015.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	Merriman Holdings, Inc.
Date: July 24, 2015	By:	/s/ D. JONATHAN MERRIMAN
Date: November 6, 2015	By:	/s/ D. JONATHAN MERRIMAN
		D. Jonathan Merriman
		Chief Executive Officer

Filing Compare · Merriman Holdings, Inc