FXCM Inc.·5

Feb 13, 1:17 PM ET

FXCM Inc. 5

5 · FXCM Inc. · Filed Feb 13, 2015

Insider Transaction Report

Form 5
Period: 2014-12-31
Niv Dror
DirectorSee remarks
Transactions
  • Gift

    Units of FXCM Holdings LLC

    2014-01-02372,2140 total(indirect: By Trust)
    Class A Common Stock (372,214 underlying)
  • Gift

    Units of FXCM Holdings LLC

    2014-01-02372,2140 total(indirect: By Trust)
    Class A Common Stock (372,214 underlying)
  • Gift

    Units of FXCM Holdings LLC

    2014-01-02+372,214372,214 total(indirect: By Trust)
    Class A Common Stock (372,214 underlying)
  • Gift

    Units of FXCM Holdings LLC

    2014-01-02+372,214622,214 total(indirect: By Trust)
    Class A Common Stock (372,214 underlying)
Holdings
  • Units of FXCM Holdings LLC

    Class A Common Stock (7,880,472 underlying)
    7,880,472
Footnotes (4)
  • [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  • [F2]Reflects the receipt of annuity payments from grantor retained annuity trusts to the Reporting Person.
  • [F3]Units of FXCM Holdings LLC are held by a trust, for the benefit of Mr. Niv's family, for which Mr. Niv's wife serves as investment adviser. Mr. Niv disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
  • [F4]Units of FXCM Holdings LLC held by trusts, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.

Documents

1 file
  • 5
    v401563_form5.xmlPrimary

    FORM 5