DATAWATCH CORP 4
4 · DATAWATCH CORP · Filed Sep 17, 2014
Insider Transaction Report
Form 4
DATAWATCH CORPDWCH
Gross Harvey
VP, Product Mgmt & Development
Transactions
- Exercise/Conversion
Common Stock
2014-09-15$5.03/sh+10,000$50,250→ 33,228 total - Tax Payment
Common Stock
2014-09-15$10.89/sh−4,637$50,497→ 28,591 total - Exercise/Conversion
Stock Option (Right to Buy)
2014-09-15−10,000→ 0 totalExercise: $5.03Exp: 2014-10-19→ Common Stock (10,000 underlying)
Holdings
- 1,500(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]The purpose of this sale is to fund the payment of the exercise price due from Mr. Gross upon the exercising of stock options.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $11.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]These shares are owned by Fidelity, Trustee f/b/o Deborah Gross, Mr. Gross's wife. Mr. Gross is a beneficiary of this account.
- [F4]Stock Options issued pursuant to the Datawatch Corporation 2006 Equity Compensation and Incentive Plan.
- [F5]Options fully exercisable.