Home/Filings/5/0001144204-13-009370
5//SEC Filing

Gunton James T. 5

Accession 0001144204-13-009370

CIK 0001175151other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 5:20 PM ET

Size

21.6 KB

Accession

0001144204-13-009370

Insider Transaction Report

Form 5
Period: 2012-12-31
Transactions
  • Award

    Stock Options

    2012-01-18+108,000339,000 total(indirect: By Partnership)
    Exercise: $0.17From: 2012-01-18Exp: 2022-01-18Common Stock, par value $0.001 per share (108,000 underlying)
  • Award

    Stock Options

    2010-01-01+108,000339,000 total(indirect: By Partnership)
    Exercise: $0.17From: 2010-01-01Exp: 2020-01-01Common Stock, par value $0.001 per share (108,000 underlying)
  • Award

    Stock Options

    2010-03-31+2,000339,000 total(indirect: By Partnership)
    Exercise: $0.15From: 2010-03-31Exp: 2020-03-31Common Stock, par value $0.001 per share (2,000 underlying)
  • Award

    Stock Options

    2010-12-31+102,000339,000 total(indirect: By Partnership)
    Exercise: $0.13From: 2010-12-31Exp: 2020-12-31Common Stock, par value $0.001 per share (102,000 underlying)
  • Award

    Stock Options

    2010-09-30+2,000339,000 total(indirect: By Partnership)
    Exercise: $0.09From: 2010-09-30Exp: 2020-09-30Common Stock, par value $0.001 per share (2,000 underlying)
  • Award

    Stock Options

    2010-06-30+2,000339,000 total(indirect: By Partnership)
    Exercise: $0.09From: 2010-06-30Exp: 2020-06-30Common Stock, par value $0.001 per share (2,000 underlying)
  • Conversion

    Series B Convertible Preferred

    2009-10-05$250000.00/sh+2,500$625,000,00095,796,105 total(indirect: By Partnership)
    Exercise: $0.04Common Stock, par value $0.001 per share (6,906,077 underlying)
Footnotes (5)
  • [F1]These Stock Options are held directly by NJTC Venture Fund SBIC, LP, of which the Reporting Person is a partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended or any other purpose.
  • [F2]The stock options were issued as compensation for services rendered.
  • [F3]Includes all of the options to purchase Common Stock by James Gunton, directly and indirectly. These include 15,000 option to purchase Common Stock by Jim Gunton reported on Form 4 filed with the SEC on January9, 2009.
  • [F4]Immediately Exercisable.
  • [F5]Not Applicable

Issuer

Cytosorbents Corp

CIK 0001175151

Entity typeother

Related Parties

1
  • filerCIK 0001443723

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 5:20 PM ET
Size
21.6 KB