ASTA FUNDING INC·4

Dec 15, 3:54 PM ET

Piccolo Louis A 4

4 · ASTA FUNDING INC · Filed Dec 15, 2011

Insider Transaction Report

Form 4
Period: 2011-12-13
Transactions
  • Award

    Stock Option (right to buy)

    2011-12-13+5,0005,000 total
    Exercise: $7.77Exp: 2021-12-13Common Stock (5,000 underlying)
  • Award

    Stock Option (right to buy)

    2011-12-13+30,00030,000 total(indirect: See Footnote)
    Exercise: $7.77Exp: 2021-12-13Common Stock (30,000 underlying)
Footnotes (3)
  • [F1]These stock options will vest in their entirety on December 13, 2014.
  • [F2]These stock options will vest in three equal annual installments on December 13, 2012, December 13, 2013 and December 13, 2014.
  • [F3]The options are owned by A.I. Piccolo & Co., Inc. and were granted in connection with a Consulting Agreement entered into between the Reporting Person and the Issuer on December 12, 2011. The Reporting Person is the sole owner of A.I. Piccolo & Co., Inc.

Documents

1 file
  • 4
    v243104_4.xmlPrimary

    OWNERSHIP DOCUMENT