13F-HR 1 v237411_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: ___ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Crosswind Investments, LLC Address: Two International Place, 27th Floor Boston, MA 02110 Form 13F File Number: 28-____________ Note: This Form 13 file number is not assigned until after the SEC recieves the first Form 13F filing. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Gaskin Title: Chief Operating Officer Phone: 617-861-8013 Signature, Place, and Date of Signing: /s/ Barbara Gaskin Boston MA 10/17/2011 ------------------ ------------- ---------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: $8,644,376 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. FORM 13F INFORMATION TABLE Crosswind Investments 09/30/2011

Title Value Shares/ Sh/ Put/ Invstmt Other Voting Authority Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ -------- --------- -------- ------- --- ---- ------- -------- ------ ------ ------- ~~AMERESCO~~ABOVENET INC COM ~~02361E108~~00374N108 142,~~033~~255 2,264,868.4800 ~~72883~~ Sh ~~Sole~~sole 6739,~~829~~623 ~~5054~~2,632 ~~AMERICAN~~ACACIA ~~AXLE~~RESEARCH &- ~~MANUFACTURING~~ACACIA TECHN COM ~~024061103~~003881308 ~~932~~33,154 1,193,212.0746 ~~81904~~ Sh ~~Sole~~sole 7630,~~103~~909 ~~5801~~2,245 ~~ARCH~~AIR ~~COAL~~METHODS ~~INC~~CORP COM ~~039380100~~009128307 3521,462 1,366,485.4854 ~~1331~~ Sh ~~Sole~~sole 20,118 1,~~331~~344 ~~ARUBA~~ALLSCRIPTS ~~NETWORKS~~HEALTHCARE ~~INC~~SOLUTION COM ~~043176106~~01988P109 154,~~813~~793 987,369.4586 ~~61369~~ Sh ~~Sole~~sole 5751,~~140~~377 ~~4229~~3,416 ~~BLACKBOARD~~AMERESCO INC COM ~~091935502~~02361E109 384,~~376~~039 853,836.8724 ~~77826~~ Sh ~~Sole~~sole 7278,~~460~~734 ~~5366~~5,305 ~~BRIGHAM~~ARCH ~~EXPLORATION~~COAL COINC COM ~~109178103~~039380101 ~~951~~12,106 176,505.1848 ~~31780~~ Sh ~~Sole~~sole 2912,~~571~~106 ~~2209~~0 ~~CAVIUM~~ARIBA INC COM ~~14964U108~~04033V204 ~~882~~49,481 1,371,118.7851 ~~20252~~ Sh ~~Sole~~sole 1846,~~843~~395 ~~1409~~3,086 ~~CLOUD~~ARUBA ~~PEAK~~NETWORKS ~~ENERGY~~ INC COM ~~18911Q102~~043176107 533,~~793~~395 698,289.2445 ~~271983~~ Sh ~~Sole~~sole ~~253~~31,~~221~~132 ~~18762~~2,263 ~~COGENT~~AUXILIUM ~~COMMUNICATIONS~~PHARMACEUTICALS ~~GROUP~~INC IN COM ~~19239V302~~05334D108 ~~834~~54,946 823,640.2054 ~~49042~~ Sh ~~Sole~~sole 4551,~~705~~508 ~~3337~~3,438 ~~CONVIO~~AVIS BUDGET GROUP INC COM ~~21257W105~~053774105 161,~~571~~050 590,353.4350 ~~145368~~ Sh ~~Sole~~sole ~~135~~57,~~372~~227 ~~9996~~3,823 ~~CYBERONICS~~BRIGHAM ~~INC~~EXPLORATION CO COM ~~23251P102~~109178104 335,~~133~~341 892,713.8766 ~~112124~~ Sh ~~Sole~~sole ~~104~~33,~~377~~132 ~~7747~~2,209 ~~DANA~~CABLEVISION ~~HOLDING~~SYSTEMS CORP COM ~~235825205~~12686C110 17,~~040~~907 124,377.1211 ~~56837~~ Sh ~~Sole~~sole 527,~~921~~907 ~~3916~~0 ~~DENDREON~~CLOUD ~~CORP~~PEAK ~~COM~~ENERGY ~~24823Q107 7.73 196 Sh Sole 196 DIGITALGLOBE~~ INC COM ~~25389M877~~18911Q103 162,951 2,~~600~~762,019.0345 ~~102323~~ Sh ~~Sole~~sole 95152,~~284~~764 ~~7039~~10,187 ~~DOLLAR~~COGENT ~~FINANCIAL~~COMMUNICATIONS ~~CORP~~GROUP IN COM ~~256664103~~19239V303 1188,~~961~~495 2,535,257.9275 ~~90620~~ Sh ~~Sole~~sole 84176,~~340~~619 ~~6280~~11,876 ~~GAMCO~~CONVIO ~~INVESTORS~~ INC COM ~~361438104~~21257W106 220,263 1,~~082~~852,411.7783 ~~23391~~ Sh ~~Sole~~sole 21206,~~765~~090 ~~1626~~14,173 ~~GENERAL~~CROCS ~~COMMUNICATION~~ INC COM ~~369385109~~227046110 44,285 1,~~480~~048,225.8295 ~~122686~~ Sh ~~Sole~~sole ~~114~~41,~~105~~519 ~~8581~~2,766 ~~GENESCO~~CYBERONICS INC COM ~~371532102~~23251P103 1142,~~040.38~~427 ~~19969 Sh Sole 18~~4,~~565 1404 G-III APPAREL GROUP LTD COM 36237H101 873~~030,684.9310 ~~25346~~ Sh ~~Sole~~sole 23133,~~551~~535 ~~1795~~8,892 ~~GRAFTECH~~DEALERTRACK ~~INTERNATIONAL~~HOLDINGS ~~LTD~~INC COM ~~384313102~~242309103 256,~~143~~826 890,463.1542 ~~105730~~ Sh ~~Sole~~sole 9853,~~412~~267 ~~7318~~3,559 ~~HEALTHSOUTH~~DFC GLOBAL CORP COM ~~421924309~~23324T108 1122,~~328~~764 2,682,393.0940 ~~50594~~ Sh ~~Sole~~sole 47114,~~109~~994 ~~3485~~7,770 ~~HEALTHSPRING~~DIGITALGLOBE INC COM ~~42224N101~~25389M878 2180,~~704~~165 3,500,605.3195 ~~58649~~ Sh ~~Sole~~sole 54168,~~554~~927 ~~4095~~11,238 ~~HEARTWARE~~ENCORE ~~INTERNATIONAL~~CAPITAL GROUP INC COM ~~422368100~~292554103 143,~~033~~572 952,048.1220 ~~13946~~ Sh ~~Sole~~sole 1240,~~976~~834 ~~970 HEXCEL CORP COM 428291108~~ 2,~~281.05~~738 ~~104205~~GENERAL ShCOMMUNICATION ~~Sole 97,057 7148 HSN~~ INC COM ~~404303109~~369385110 ~~947~~82,583 677,180.9060 ~~28794~~ Sh ~~Sole~~sole 2676,~~789~~944 ~~2005~~5,639 ~~ICON~~GEO ~~PLC~~GROUP INC/THE COM ~~45103T107~~36159R104 3296,~~012~~403 5,501,239.9968 ~~127886~~ Sh ~~Sole~~sole ~~119~~277,~~589~~913 ~~8297~~18,490 ~~INCYTE~~GRAFTECH ~~CORP~~INTERNATIONAL LTD COM ~~45337C102~~384313103 ~~679~~116,550 1,480,185.4000 ~~35871~~ Sh ~~Sole~~sole 33109,~~368~~232 ~~2503~~7,318 ~~JAMES~~HANGER ~~RIVER~~ORTHOPEDIC ~~COAL~~GROUP COINC COM ~~470355207~~41043F209 3183,~~162.81~~502 ~~151912 Sh Sole 141~~3,~~385 10527 JARDEN CORP COM 471109108 7~~466,~~274~~352.6778 ~~210799~~ Sh ~~Sole~~sole ~~196~~172,~~307~~038 ~~14492~~11,464 ~~KELLY~~HCA ~~SERVICES~~HOLDINGS INC COM ~~488152208~~40412C102 223,~~723~~850 480,816.0300 ~~165032~~ Sh ~~Sole~~sole ~~153~~23,~~876~~850 ~~11156~~0 ~~KENEXA~~HEALTHSOUTH CORP COM ~~488879107~~421924310 2359,~~457~~090 5,361,213.8170 ~~102494~~ Sh ~~Sole~~sole 95336,~~415~~671 ~~7079~~22,419 ~~KNOLOGY~~HEALTHSPRING INC COM ~~499183804~~42224N102 696,~~500~~127 3,504,790.7542 ~~437761~~ Sh ~~Sole~~sole ~~407~~90,~~662~~123 ~~30099~~6,004 ~~KODIAK~~INCYTE ~~OIL & GAS~~ CORP LTD COM ~~50015Q100~~45337C103 139,~~386~~543 552,415.0171 ~~240209~~ Sh ~~Sole~~sole ~~223~~37,~~536~~040 ~~16673~~2,503 ~~LIFE~~INTERDIGITAL ~~TIME FITNESS~~ INC/PA COM ~~53217R207~~45867G102 320,~~162~~424 951,349.9992 ~~79253~~ Sh ~~Sole~~sole 7319,~~768~~146 ~~5485~~1,278 ~~LIQUIDITY~~INTERNAP NETWORK SERVICES ~~INC~~CORP COM ~~53635B107~~45885A301 184,~~875~~604 416,251.2768 ~~79427~~ Sh ~~Sole~~sole 7378,~~962~~870 ~~5465~~5,734 ~~LOGMEIN~~JAMES ~~INC~~RIVER COAL CO COM ~~54142L109~~470355208 ~~636~~199,859 1,273,101.83 ~~16511~~ Sh ~~Sole~~sole 15187,~~367~~368 ~~1144~~12,491 ~~MAGNUM~~JARDEN ~~HUNTER RESOURCES~~ CORP COM ~~55973B102~~471109109 2249,~~430~~708 7,056,748.1908 ~~359496~~ Sh ~~Sole~~sole ~~334~~233,~~630~~928 ~~24866~~15,780 ~~MARVELL~~KELLY ~~TECHNOLOGY~~SERVICES ~~GROUP~~INC ~~LTD~~ COM ~~G5876H105~~488152209 10181,553 2,069,704.2220 ~~692~~ Sh ~~Sole~~sole ~~692~~170,397 ~~MEDCO~~11,156 ~~HEALTH~~KENEXA ~~SOLUTIONS~~CORP ~~INC~~ COM ~~58405U102~~488879108 22127,772 1,998,354.8908 ~~405~~ Sh ~~Sole~~sole ~~405~~119,807 ~~MERITOR~~7,965 KNOLOGY INC COM ~~59001K100~~499183805 1532,~~151~~437 6,911,032.4526 ~~71786~~ Sh ~~Sole~~sole 66499,~~818~~125 ~~4968~~33,312 ~~MONSTER~~LIQUIDITY ~~WORLDWIDE~~SERVICES INC COM ~~611742107~~53635B108 438,817 1,244,861.3019 ~~289516~~ Sh ~~Sole~~sole ~~269~~36,~~543~~395 ~~19973~~2,422 ~~NAVISTAR~~MAGNUM ~~INTERNATIONAL~~HUNTER RESOURCES CORP COM ~~63934E108~~55973B103 444,887 1,~~267~~472,575.8197 ~~22455~~ Sh ~~Sole~~sole 20417,~~913~~033 ~~1542~~27,854 ~~NETGEAR~~MAGNUM ~~INC~~WTS COM ~~64111Q104~~559991113 136,~~680~~331 0.1600 ~~38430~~ Sh ~~Sole~~sole 3533,~~784~~844 ~~2646~~2,487 ~~NETSPEND~~MICROSEMI ~~HOLDINGS~~CORP ~~INC~~ COM ~~64118V106~~595137101 1145,~~969~~486 2,324,866.4828 ~~196948~~ Sh ~~Sole~~sole ~~182~~136,~~119~~321 ~~14829~~9,165 ~~NII~~MONSTER ~~HOLDINGS~~WORLDWIDE INC COM ~~62913F201~~611742108 5433,~~039~~578 3,113,090.7904 ~~118919~~ Sh ~~Sole~~sole ~~110~~406,~~762~~293 ~~8157~~27,285 ~~NORFOLK~~NAVISTAR ~~SOUTHERN~~INTERNATIONAL CORP COM ~~655844108~~63934E109 3224,341 781,832.6792 ~~436~~ Sh ~~Sole~~sole ~~436~~22,799 ~~NORTHERN~~1,542 ~~OIL~~NETGEAR ~~AND GAS~~ INC COM ~~665531109~~64111Q105 46,708 1,~~911~~209,270.3912 ~~86293~~ Sh ~~Sole~~sole 8043,~~519~~804 ~~5774~~2,904 ~~OFFICE~~OASIS ~~DEPOT~~PETROLEUM INC COM ~~676220106~~674215109 332,~~236~~348 722,330.3584 ~~766907~~ Sh ~~Sole~~sole ~~714~~30,~~060~~338 ~~52847~~2,010 ~~OFFICEMAX~~OFFICE DEPOT INC COM ~~67622P101~~676220107 842,589 1,~~273~~735,733.1934 ~~162190~~ Sh ~~Sole~~sole ~~150~~789,~~923~~742 ~~11267~~52,847 ~~OMNIVISION~~OFFICEMAX ~~TECHNOLOGIES~~ INC COM ~~682128103~~67622P102 ~~742~~247,044 1,198,163.2240 ~~21322~~ Sh ~~Sole~~sole 19231,~~900~~547 ~~1422~~15,497 ~~PARAMETRIC~~OMNIVISION ~~TECHNOLOGY~~TECHNOLOGIES ~~CORP~~INC COM ~~699173209~~682128104 148,~~095~~060 674,762.0040 ~~47754~~ Sh ~~Sole~~sole 4445,~~466~~066 ~~3288~~2,994 PEP BOYS-MANNY MOE & JACK COM ~~713278109~~713278110 2202,~~247~~613 1,999,790.31 ~~205609~~ Sh ~~Sole~~sole ~~191~~189,~~507~~973 ~~14102 PHARMASSET INC COM 71715N106 929.91 8288 Sh Sole 7~~12,~~720~~640 ~~568~~PORTFOLIO ~~QUINSTREET~~RECOVERY ~~INC~~ASSOCIATES COM ~~74874Q100~~73640Q106 113,~~288.86~~465 ~~99296 Sh Sole 92~~837,~~503 6793 RADIANT SYSTEMS INC COM 75025N102 5,232~~792.5930 ~~250363~~ Sh ~~Sole~~sole ~~233~~12,~~249~~623 ~~17114~~842 RAILAMERICA INC COM ~~750753402~~750753403 1171,~~504~~925 2,240,182.0575 ~~100270~~ Sh ~~Sole~~sole 93161,~~248~~187 ~~7022~~10,738 ~~RIVERBED~~SHUTTERFLY ~~TECHNOLOGY~~ INC COM ~~768573107~~82568P305 117,~~679~~541 722,338.5738 ~~42424~~ Sh ~~Sole~~sole 3916,~~505~~444 ~~2919~~1,097 SIRONA DENTAL SYSTEMS INC COM ~~82966C103~~82966C104 34,758 1,~~815~~474,086.0178 ~~34181~~ Sh ~~Sole~~sole 3132,~~829~~406 ~~2352~~2,352 ~~SOLUTIA~~SOTHEBY'S ~~INC~~ COM ~~834376501~~835898108 220,~~932~~471 564,385.6647 ~~128344~~ Sh ~~Sole~~sole ~~119~~19,~~672~~192 ~~8672~~1,279 SYNTEL INC COM ~~87162H103~~87162H104 224,~~405~~471 1,056,902.1249 ~~40682~~ Sh ~~Sole~~sole 3722,~~856~~944 ~~2826~~1,527 ~~TENET~~TALEO ~~HEALTHCARE~~ CORP COM ~~88033G100~~87424N105 635,~~630~~661 917,200.8692 ~~1062638~~ Sh ~~Sole~~sole ~~988~~33,~~760~~431 ~~73878~~2,230 ~~TENNECO~~TENET ~~INC~~HEALTHCARE CORP COM ~~880349105~~88033G101 1,~~376~~170,873 4,835,705.5349 ~~31235~~ Sh ~~Sole~~sole 291,~~044~~096,995 ~~2191~~73,878 TETRA TECHNOLOGIES INC COM ~~88162F105~~88162F106 ~~812~~70,829 546,799.1988 ~~63801~~ Sh ~~Sole~~sole 5966,~~365~~393 ~~4436~~4,436 TIBCO SOFTWARE INC COM ~~88632Q103~~88632Q104 132,946 65,960.0694 ~~450~~ Sh ~~Sole~~sole ~~450~~2,946 ~~TRIUMPH~~0 ~~GROUP~~TORNIER ~~INC~~NV COM ~~896818101~~N87237109 69,496 1,~~088~~423,973.0104 ~~10926~~ Sh ~~Sole~~sole 1065,~~168~~156 ~~758 UNITED THERAPEUTICS CORP COM 91307C102 919.34 16685 Sh Sole 15~~4,~~537~~340 ~~1148~~TRIUMPH USGROUP ~~AUTO PARTS NETWORK~~ INC COM ~~90343C100~~896818102 ~~625~~22,258 1,084,854.9792 ~~81719~~ Sh ~~Sole~~sole 7820,~~000~~742 ~~3719~~1,516 VANGUARD HEALTH SYSTEMS INC COM ~~922036207~~922036208 ~~858~~144,385 1,466,951.5060 ~~50000~~ Sh ~~Sole~~sole 46135,~~522~~431 ~~3478~~8,954 VERIFONE SYSTEMS INC COM ~~92342Y109~~92342Y110 ~~789.03 17791 Sh Sole 16~~56,~~555~~773 ~~1236 VISTAPRINT NV COM N93540107 2~~1,~~261.92 47271 Sh Sole 43~~988,~~740 3531 VOYAGER OIL & GAS INC COM 92911K100 592~~190.7846 ~~200265~~ Sh ~~Sole~~sole ~~186~~53,~~324~~190 ~~13941 WARNACO GROUP INC/THE COM 934390402 896.24 17153 Sh Sole 15~~3,~~973~~583 ~~1180~~ WHITING PETROLEUM CORP COM ~~966387102~~966387103 1240 1,403.5220 ~~220~~ Sh ~~Sole~~sole ~~220~~40 0

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