13F-HR 1 v237716_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 -------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Exis Capital Management, Inc. ----------------------------------------- Address: 270 Lafayette Street ----------------------------------------- Suite 1101 ----------------------------------------- New York, New York 10012 ----------------------------------------- Form 13F File Number: 028-10928 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Adam Sender ----------------------------------------- Title: CEO ----------------------------------------- Phone: (212) 893-7400 ----------------------------------------- Signature, Place, and Date of Signing: /s/ Adam Sender New York, NY 10/20/2011 ----------------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------------- Form 13F Information Table Entry Total: 12 -------------------------- Form 13F Information Table Value Total: $39,033 -------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE. FORM 13F INFORMATION TABLE

----------------------------------------------------------------------------------------------------------------------------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ----------------------------------------------------------------------------------------------------------------------------------- NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY CLASS (x1000) PRN AMT PRN CALL DISCRETION MANAGERS ----------------------------------------------------------------------------------------------------------------------------------- SOLE SHARED NONE ----------------------------------------------------------------------------------------------------------------------------------- ~~ALPHA~~Currencyshares ~~NATURAL~~Euro ~~RESOURCES~~TR ~~INC~~EURO ~~COM~~SHS ~~02076X102~~23130C108 227 5,000 SH SOLE 5,000 ----------------------------------------------------------------------------------------------------------------------------------- BROADCOM CORP CL A 111320107 1,346 40,000 SH SOLE 40,000 ----------------------------------------------------------------------------------------------------------------------------------- CSX CORP COM 126408103 2,~~098~~669 8020,000 SH ~~SOLE~~Put ~~80,000 ----------------------------------------------------------------------------------------------------------------------------------- DEERE & CO COM 244199105 825 10,000 SH~~ SOLE 1020,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~FEDEX~~eBay ~~CORP~~Inc COM ~~31428X106~~278642103 ~~1,423~~737 1525,000 SH ~~CALL~~ SOLE 1525,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~FORD~~J2 ~~MTR~~Global COCommunications ~~DEL~~Inc COM ~~PAR~~NEW ~~$0.01~~46626E205 ~~345370860 6~~1,~~068~~883 ~~440~~70,000 SH Put SOLE ~~440~~70,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~GOLDMAN~~Netflix ~~SACHS~~Inc ~~GROUP INC~~ COM ~~38141G104~~64110L106 29,~~662~~628 2085,000 SH SOLE 2085,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~ILLUMINA~~Netflix ~~INC~~Inc COM ~~452327109~~64110L106 1,~~879~~699 2515,000 SH Call SOLE 2515,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~LAS~~Netflix ~~VEGAS~~Inc ~~SANDS CORP~~ COM ~~517834107~~64110L106 23,~~111~~398 5030,000 SH Call SOLE 5030,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~NETAPP~~Netflix ~~INC~~Inc COM ~~64110D104~~64110L106 32,~~167~~265 6020,000 SH ~~SOLE~~Call ~~60,000 ----------------------------------------------------------------------------------------------------------------------------------- NEW YORK TIMES CO CL A 650111107 872 100,000 SH CALL~~ SOLE ~~100~~20,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~PARKER~~PowerShares ~~HANNIFIN~~QQQ ~~CORP~~Trust ~~COM~~UNIT ~~701094104~~SER 1~~,974~~ ~~22,000~~7395A104 ~~SH SOLE 22,000 ----------------------------------------------------------------------------------------------------------------------------------- PEABODY ENERGY CORP COM 704549104~~ 2,~~059~~100 3540,000 SH ~~CALL~~Put SOLE 3540,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~PEABODY~~PowerShares ~~ENERGY~~QQQ ~~CORP~~Trust ~~COM~~UNIT ~~704549104~~SER ~~589~~1 ~~10,000~~7395A104 ~~SH SOLE 10,000 ----------------------------------------------------------------------------------------------------------------------------------- PENN NATIONAL GAMING INC COM 707569109~~ 1,~~009~~312 25,000 SH Put SOLE 25,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~POLYCOM~~SPDR ~~INC~~S&P ~~COM~~500 ~~73172K104~~ETF ~~643~~TR ~~10,000 SH SOLE 10,000 ----------------------------------------------------------------------------------------------------------------------------------- PSHS ULTSH PROSHARES~~ TR ~~20YRS~~UNIT ~~74347R297~~78462F103 49,~~659~~052 ~~135~~80,000 SH ~~SOLE~~Put ~~135,000 ----------------------------------------------------------------------------------------------------------------------------------- RED HAT INC COM 756577102 1,285 28,000 SH~~ SOLE 2880,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~SALESFORCE~~SPDR ~~COM~~S&P ~~INC~~500 ~~COM~~ETF ~~79466L302~~TR ~~2,086~~TR ~~14,000~~UNIT SH78462F103 ~~SOLE 14~~3,~~000~~960 ~~----------------------------------------------------------------------------------------------------------------------------------- SOLUTIA INC COM 834376501 571 25~~35,000 SH ~~SOLE~~Put ~~25,000 ----------------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORP COM NEW 907818108 2,923 28,000 SH~~ SOLE 2835,000 ----------------------------------------------------------------------------------------------------------------------------------- ~~VMWARE~~United ~~INC~~States CLStl ACorp ~~COM~~New ~~928563402 2,406 24,000 SH SOLE 24,000 ----------------------------------------------------------------------------------------------------------------------------------- ZIOPHARM ONCOLOGY INC~~ COM ~~98973P101~~912909108 ~~245~~330 4015,000 SH Put SOLE 4015,000 -----------------------------------------------------------------------------------------------------------------------------------

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