4//SEC Filing
DICKSON ROBERT E 4
Accession 0001144204-11-034157
CIK 0000876883other
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 4:00 PM ET
Size
9.9 KB
Accession
0001144204-11-034157
Insider Transaction Report
Form 4
MDC PARTNERS INCMDCA
DICKSON ROBERT E
Managing Director
Transactions
- Disposition to Issuer
Extraordinary Equity Value Appre. Restricted Stock Awards
2011-06-06−45,000→ 0 totalExp: 2013-12-31→ Restricted Stock Units (45,000 underlying)
Holdings
- 10,000
Stock Appreciation Rights
Exercise: $8.95From: 2008-04-28Exp: 2013-05-31→ Class A Shares (10,000 underlying) - 184,092
Class A Shares
- 188,276
Stock Appreciation Rights
Exercise: $3.72From: 2010-02-12Exp: 2013-05-31→ Class A Shares (188,276 underlying)
Footnotes (5)
- [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
- [F2]Stock Appreciation Rights ("SARs") granted April 28, 2006, fully vested on April 28, 2008 and expire on May 31, 2013. These SARs may be settled in cash or stock, at the discretion of the Issuer.
- [F3]SARs granted February 12, 2009, vested 33% on the first anniversary of the grant date, 33% vest on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all expire on May 31, 2013. These SARs may be settled in cash or stock, at the discretion of the Issuer.
- [F4]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.
- [F5]The 45,000 EVARs were canceled by mutual agreement of the Reporting Person and MDC Partners Inc. in connection with the Reporting Person's separation from the company effective June 1, 2011.
Documents
Issuer
MDC PARTNERS INC
CIK 0000876883
Entity typeother
Related Parties
1- filerCIK 0001283584
Filing Metadata
- Form type
- 4
- Filed
- Jun 5, 8:00 PM ET
- Accepted
- Jun 6, 4:00 PM ET
- Size
- 9.9 KB