Home/Filings/4/0001144204-11-034157
4//SEC Filing

DICKSON ROBERT E 4

Accession 0001144204-11-034157

CIK 0000876883other

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 4:00 PM ET

Size

9.9 KB

Accession

0001144204-11-034157

Insider Transaction Report

Form 4
Period: 2011-06-06
DICKSON ROBERT E
Managing Director
Transactions
  • Disposition to Issuer

    Extraordinary Equity Value Appre. Restricted Stock Awards

    2011-06-0645,0000 total
    Exp: 2013-12-31Restricted Stock Units (45,000 underlying)
Holdings
  • Stock Appreciation Rights

    Exercise: $8.95From: 2008-04-28Exp: 2013-05-31Class A Shares (10,000 underlying)
    10,000
  • Class A Shares

    184,092
  • Stock Appreciation Rights

    Exercise: $3.72From: 2010-02-12Exp: 2013-05-31Class A Shares (188,276 underlying)
    188,276
Footnotes (5)
  • [F1]Includes unvested Restricted Stock Units (Class A Shares) of the Issuer.
  • [F2]Stock Appreciation Rights ("SARs") granted April 28, 2006, fully vested on April 28, 2008 and expire on May 31, 2013. These SARs may be settled in cash or stock, at the discretion of the Issuer.
  • [F3]SARs granted February 12, 2009, vested 33% on the first anniversary of the grant date, 33% vest on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all expire on May 31, 2013. These SARs may be settled in cash or stock, at the discretion of the Issuer.
  • [F4]Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive Restricted Stock Units on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.
  • [F5]The 45,000 EVARs were canceled by mutual agreement of the Reporting Person and MDC Partners Inc. in connection with the Reporting Person's separation from the company effective June 1, 2011.

Documents

1 file

Issuer

MDC PARTNERS INC

CIK 0000876883

Entity typeother

Related Parties

1
  • filerCIK 0001283584

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 4:00 PM ET
Size
9.9 KB