4/A//SEC Filing
MILLER LLOYD I III 4/A
Accession 0001144204-10-048266
CIK 0001086745other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 6:33 PM ET
Size
24.4 KB
Accession
0001144204-10-048266
Insider Transaction Report
Form 4/AAmended
Riley Investment Management LLC
10% Owner
Transactions
- Purchase
Common Stock
2010-09-01$3.15/sh+15,333$48,299→ 194,191 total(indirect: By Riley Investment Partners, LP) - Purchase
Common Stock
2010-09-01$3.15/sh+15,334$48,302→ 172,748 total(indirect: By Milfam II L.P.) - Purchase
Common Stock
2010-08-31$3.15/sh+6,589$20,755→ 178,858 total(indirect: By Riley Investment Partners, LP) - Purchase
Common Stock
2010-08-31$3.15/sh+6,589$20,755→ 157,414 total(indirect: By Milfam II L.P.) - Purchase
Common Stock
2010-09-02$3.15/sh+1,931$6,083→ 196,122 total(indirect: By Riley Investment Partners, LP) - Purchase
Common Stock
2010-09-02$3.15/sh+1,931$6,083→ 174,679 total(indirect: By Milfam II L.P.)
Holdings
- 93,099
Common Stock
- 243,000(indirect: By LLC)
Common Stock
Footnotes (5)
- [F1]This form is filed jointly by Riley Investment Partners, LP ("RIP"), B. Riley and Co., LLC ("BRC"), Riley Investment Management LLC ("RIM"), Telecom Global, Inc. ("TGI"), Bryant R. Riley ("Mr. Riley") and Lloyd I. Miller, III ("Mr. Miller"). As members of a section 13(d) group that owns more than 10% of the outstanding shares of the Issuer, each of RIP, BRC, RIM, TGI, Mr. Riley and Mr. Miller may be deemed to be 10% owners of the Issuer.
- [F2]Held directly by RIP. RIM has sole investment and voting power over the shares held by RIP. Mr. Riley is the managing member of RIM. Accordingly, RIM and Mr. Riley may be deemed to beneficially own the shares held directly by RIP. Each of RIM and Mr. Riley disclaim beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
- [F3]As manager of Milfam II L.P. ("Milfam II"), Mr. Miller has voting and dispositive power over the shares held by Milfam II. Mr. Miller disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that Mr. Miller is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- [F4]Held by Mr. Riley in a joint account with Spouse.
- [F5]Held in client accounts managed by RIM over which RIM has sole investment and voting power. Mr. Riley is the managing member of RIM. Accordingly, RIM and Mr. Riley may be deemed to beneficially own such shares. Each of RIM and Mr. Riley disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
Documents
Issuer
WPCS INTERNATIONAL INC
CIK 0001086745
Entity typeother
Related Parties
1- filerCIK 0000949119
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 6:33 PM ET
- Size
- 24.4 KB