13F-HR 1 v193556_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries Institutional Investment Manager Filing this Report: Name: Vicis Capital LLC Address: 445 Park Avenue 19th Floor New York, NY 10022 Form 13F File Number: 28-11503 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Comito Title: Compliance Officer Phone: 212-909-4600 Signature, Place and Date of Signing: /s/ Andrew Comito New York, NY August 16, 2010 --------------------------- ---------------------- ------------------ (Signature) (City, State) (Date) Report Type (Check only one): [X] 13F HOLDINGS REPORT: (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE: (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT: (Check here if a portion of the holding for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 9 Form 13F Information Table Value Total: $34,571 (in thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE

------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ------------------------------------------------------------------------------------------------------------------------------------ Value Shrs or Prn Other Voting Authority Name of Issuer Title of Class CUSIP (X$1,000) Amt SH/PRN Put/Call Investment Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ ARCADIA RESOURCES INC COM 039209101 $11 9,~~144~~825 28070689 SH Sole X CHINA HYDROELECTRIC CORP SPONSORED ADR 16949D101 $ ~~1,156~~939 125000 SH Sole X ISHARES TR INDEX FTSE XNHUA IDX 464287184 $ 26,~~470~~318 ~~20000~~15042 PUT Sole X ~~GENEREX BIOTECHNOLOGY CP DEL COM 371485103 $ 2,973 5518358 SH Sole X~~ GLOBALOPTIONS GROUP INC COM NEW 37946D209 $ ~~306~~438 191066 SH Sole X GLOBALOPTIONS GROUP INC COM NEW 37946D209 $ 47,~~974~~119 3108683 SH Sole X ~~ISHARES~~PUDA TRCOAL ~~INDEX~~INC ~~RUSSELL~~COM ~~2000~~PAR ~~464287655~~ $.001 ~~462~~744674300 ~~10500 PUT Sole X ISHARES TR INDEX RUSSELL 2000 464287655~~ $ ~~765 15000 PUT Sole X NEURALSTEM INC COM 64127R302 $~~ 1,~~640~~206 ~~800000~~164487 SH Sole X POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $ ~~605~~1,615 10000 PUT Sole X POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $ 14,~~643~~298 22500 PUT Sole X POWERSHARES QQQ TRUST UNIT SER 1 73935A104 $ 12,~~094~~813 12500 PUT Sole X

Filing Compare · Vicis Capital, LLC