4//SEC Filing
Barger Matthew R 4
Accession 0001144204-10-036490
CIK 0001340354other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:59 PM ET
Size
10.0 KB
Accession
0001144204-10-036490
Insider Transaction Report
Form 4
Barger Matthew R
Director
Transactions
- Disposition to Issuer
Common tock
2010-07-01−11,641→ 0 totalExercise: $18.09→ Common Stock (11,641 underlying) - Disposition to Issuer
Common Stock
2010-07-01−25,000→ 11,641 totalExercise: $6.00→ Common Stock (25,000 underlying) - Disposition to Issuer
Common Stock
2010-07-01−32,387→ 0 total
Footnotes (2)
- [F1]Pursuant to the Agreement and Plan of Merger by and among Stifel Financial Corp., PTAS, Inc., a wholly-owned subsidiary of Stifel Financial Corp. and Thomas Weisel Partners Group, Inc., dated as of April 25, 2010 (as amended, the "Merger Agreement"), each unit of Common Stock was cancelled at the effective time of the merger and converted into the right to receive 0.1364 of a share of Stifel Financial Corp. Common Stock.
- [F2]Pursuant to the Merger Agreement, each outstanding and unexercised option, whether vested or unvested, was converted at the effective time of the merger into the right to acquire a number of shares of Stifel Common Stock equal to the number of shares of TWPG Common Stock subject to such award multiplied by 0.1364, and the exercise price of the award will equal the price per share of TWPG Common Stock applicable to such award divided by the exchange ratio.
Documents
Issuer
Thomas Weisel Partners Group, Inc.
CIK 0001340354
Entity typeother
Related Parties
1- filerCIK 0001390196
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:59 PM ET
- Size
- 10.0 KB