4//SEC Filing
OTA NAOKI 4
Accession 0001144204-10-033016
CIK 0000895642other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 12:03 PM ET
Size
12.9 KB
Accession
0001144204-10-033016
Insider Transaction Report
Form 4
ENER1 INCHEV
OTA NAOKI
Chief Operating Officer
Transactions
- Award
Stock option
2010-06-03+100,000→ 503,072 totalExercise: $3.47From: 2014-06-03Exp: 2017-06-03→ Common stock (100,000 underlying) - Award
Restricted common stock
2010-06-03+65,000→ 72,500 total
Holdings
- 378,572
Stock option
Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common stock (42,857 underlying) - 335,715
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (121,429 underlying) - 214,286
Stock option
Exercise: $2.17From: 2007-07-01Exp: 2016-10-13→ common stock (214,286 underlying) - 403,072
Stock option
Exercise: $4.05From: 2010-02-17Exp: 2014-02-17→ Common stock (24,500 underlying)
Footnotes (3)
- [F1]Restricted stock granted under the 2007 Incentive Stock Plan of which 40,000 shares vest on the third anniversary of the grant date subject to meeting performance milestones, and 25,000 shares vest one-third on each anniversary of the grant date over the course of three years. Total restricted common stock includes grant on February 8, 2010 of 7,500 shares of restricted common stock under the 2007 Incentive Stock Plan which vests on the second anniversary of the grant.
- [F2]Performance based option granted under the 2007 Incentive Stock Plan vest ratably over three years on the anniversary date.
- [F3]Incentive stock option granted under the 2007 Incentive Stock Plan vests one-half on each of the fourth and fifth anniversary of the grant date.
Documents
Issuer
ENER1 INC
CIK 0000895642
Entity typeother
Related Parties
1- filerCIK 0001427966
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 12:03 PM ET
- Size
- 12.9 KB