Gassenheimer Charles 4
4 · ENER1 INC · Filed Jun 7, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
Gassenheimer Charles
DirectorCEO
Transactions
- Award
stock option
2010-06-03+375,000→ 929,287 totalExercise: $3.47From: 2014-06-03Exp: 2017-06-03→ common stock (375,000 underlying) - Award
Restricted common stock
2010-06-03+785,000→ 815,000 total
Holdings
- 214,287
stock option
Exercise: $4.90From: 2007-12-19Exp: 2012-12-19→ common stock (142,858 underlying) - 554,287
stock option
Exercise: $6.55From: 2010-05-19Exp: 2014-05-19→ common stock (140,000 underlying) - 305,714
Common stock
- 71,429
warrant
Exercise: $2.10From: 2007-01-05Exp: 2012-01-05→ common stock (71,429 underlying) - 414,287
stock option
Exercise: $4.05From: 2009-02-17Exp: 2014-02-17→ common stock (200,000 underlying)
Footnotes (2)
- [F1]Restricted stock granted under the 2007 Incentive Stock Plan of which 500,000 shares vest on the third anniversary of the grant date subject to meeting performance milestones, and 285,000 shares vest one-third on each anniversary of the grant date over the course of three years. Total restricted common stock includes grant on February 8, 2010 of 30,000 shares of restricted common stock under the 2007 Incentive Stock Plan which vests on the second anniversary of the grant.
- [F2]Incentive stock option granted under the 2007 Incentive Stock Plan vests one-half on each of the fourth and fifth anniversary of the grant date.