4//SEC Filing
ALAN LEE CRAIG 4
Accession 0001144204-10-031649
CIK 0000701719other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 3:45 PM ET
Size
9.7 KB
Accession
0001144204-10-031649
Insider Transaction Report
Form 4
ALAN LEE CRAIG
Director
Transactions
- Award
Option to acquire common stock
2007-11-13$6.00/sh+2,000$12,000→ 7,000 totalExercise: $6.00From: 2007-11-13→ Common Stock (2,000 underlying) - Purchase
Common Stock
2010-06-03+10,000→ 330,000 total - Award
Option to acquire common stock
2004-12-31$2.82/sh+5,000$14,100→ 5,000 totalExercise: $2.82From: 2004-12-31→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. ( SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
- [F2]Irrevocable Proxy to Vote Shares, dated May 18, 2010, by and between the Reporting Person and Dr. L.S. Smith as reflected on exhibit 99.5 in Form 13D/A filed on June 3, 2010 with the SEC by Dr. L.S. Smith.
- [F3]180 days from the day no longer associated with DGSE Companies, Inc.
Documents
Issuer
DGSE COMPANIES INC
CIK 0000701719
Entity typeother
Related Parties
1- filerCIK 0001313685
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 3:45 PM ET
- Size
- 9.7 KB