Avantair, Inc·4

Apr 13, 7:00 PM ET

Santo Steve 4

4 · Avantair, Inc · Filed Apr 13, 2010

Insider Transaction Report

Form 4
Period: 2010-04-11
Santo Steve
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Stock Option (Right to buy)

    2010-04-11+7,0007,000 total(indirect: By Spouse)
    Exercise: $2.65Exp: 2020-04-11Common Stock (7,000 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    1,606,650
  • Common Stock

    (indirect: By Spouse)
    5,000
  • Common Stock

    76,635
Footnotes (3)
  • [F1]The reporting person is a member of Camelot 27, LLC. The reporting person specifically disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F2]Allison Roberto, the spouse of the reporting person, is an employee of the Issuer and received the stock options disclosed on this Form 4 in connection with her employment.
  • [F3]Represents 7,000 stock options granted pursuant to the Company's Long-Term Incentive Plan. One-third of the shares vest on April 11, 2011, and one-twelfth of the shares vest every three months thereafter.

Documents

1 file
  • 4
    v180956_ex.xmlPrimary