OTA NAOKI 4
4 · ENER1 INC · Filed Mar 4, 2010
Insider Transaction Report
Form 4
ENER1 INCHEV
OTA NAOKI
Chief Operating Officer
Transactions
- Award
Restricted common stock
2010-02-08+7,500→ 7,500 total - Disposition to Issuer
Stock option
2009-11-10−17,143→ 378,572 totalExercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common stock (42,857 underlying) - Disposition to Issuer
Stock option
2010-02-08−10,500→ 403,072 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ Common stock (24,500 underlying)
Holdings
- 214,286
Stock option
Exercise: $2.17From: 2007-07-01Exp: 2016-10-13→ common stock (214,286 underlying) - 335,715
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (121,429 underlying)
Footnotes (3)
- [F1]Restricted stock grant under the 2007 Incentive Stock Plan vests on February 8, 2012 subject to the executive remaining a full time employee on the date of vesting.
- [F2]Performance based option granted under the 2007 Incentive Stock Plan vest ratably over three years on the anniversary date. The performance milestones related to the stock options were evaluated on November 10, 2009 and 17,143 options were forfeited.
- [F3]Performance based option. The performance milestones related to the stock options were evaluated on February 8, 2010, and 24,500 options were determined to be earned and 10,500 options were forfeited. The options vest on February 17, 2010.