NEAH POWER SYSTEMS, INC.·4

Oct 13, 7:57 PM ET

D'COUTO GERARD C 4

4 · NEAH POWER SYSTEMS, INC. · Filed Oct 13, 2009

Insider Transaction Report

Form 4
Period: 2009-09-28
D'COUTO GERARD C
DirectorPresident and CEO
Transactions
  • Conversion

    Common Stock

    2009-09-28+400,000400,000 total
  • Award

    Stock options

    2009-09-28$1.28/sh+2,070,000$2,649,6002,070,000 total
    Exercise: $1.28Exp: 2019-09-28Common stock (2,070,000 underlying)
Footnotes (4)
  • [F1]This represents the shares of common stock on a post reverse split and forward split basis received by Mr. D'Couto when the Issuer's Board of Directors required the conversion of the Series A Preferred Stock previously held by Mr. D'Couto.
  • [F2]The prior issuance of 5,000,000 shares pre-split (150,000 post-split) granted to Dr. D'Couto were cancelled by the Issuer's Board of Directors.
  • [F3]100% vested upon date of grant.
  • [F4]The prior issuance of 3,000,000 options pre-split (90,000 post-split) issued to Dr. D'Couto were cancelled by the Issuer's Board of Directors

Documents

1 file
  • 4
    v162725_ex.xmlPrimary