OTA NAOKI 4
4 · ENER1 INC · Filed Aug 6, 2009
Insider Transaction Report
Form 4
ENER1 INCHEV
OTA NAOKI
Chief Operating Officer
Transactions
- Disposition to Issuer
Stock option
2009-05-19−30,000→ 430,715 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ Common stock (30,000 underlying)
Holdings
- 335,715
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ common stock (121,429 underlying) - 460,715
Stock option
Exercise: $4.05From: 2010-02-17Exp: 2014-02-17→ Common stock (65,000 underlying) - 214,286
Stock option
Exercise: $2.17From: 2007-07-01Exp: 2016-10-13→ common stock (214,286 underlying) - 395,715
Stock option
Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common stock (60,000 underlying)
Footnotes (2)
- [F1]Stock options granted under the 2007 Incentive Stock Plan vest ratably over three years on the anniversary date.
- [F2]30,000 of the 65,000 performance based options granted under the 2007 Incentive Stock Plan in February 2009 were cancelled on May 19, 2009.