OTA NAOKI 4
4 · ENER1 INC · Filed Mar 11, 2009
Insider Transaction Report
Form 4
ENER1 INCHEV
OTA NAOKI
Chief Operating Officer
Transactions
- Other
Stock option
2007-12-19−21,429→ 421,430 totalExercise: $1.61From: 2007-12-21Exp: 2011-12-21→ Common stock (121,429 underlying) - Other
Stock option
2009-02-17−25,715→ 460,715 totalExercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common (60,000 underlying) - Award
Stock option
2009-02-17+65,000→ 486,430 totalExercise: $4.05From: 2010-02-17Exp: 2014-02-17→ Common (65,000 underlying)
Holdings
- 357,144
Stock option
Exercise: $1.61From: 2007-12-21Exp: 2011-12-21→ Common stock (142,858 underlying) - 214,286
Stock option
Exercise: $2.17From: 2007-07-01Exp: 2016-10-13→ Common stock (214,286 underlying) - 442,859
Stock option
Exercise: $4.90From: 2008-12-19Exp: 2012-12-19→ Common stock (85,715 underlying)
Footnotes (3)
- [F1]Adjusted to reflect 1:7 reverse split effective April 24, 2008.
- [F2]Performance based options granted on February 17, 2009 under the 2007 Incentive Stock Plan. Options earned upon achievement of performance objectives established for the 2009 fiscal year. Options are exercisable only if they are earned.
- [F3]Performance based options granted in 2006 and 2007 under the 2007 Incentive Stock Plan. Options are earned upon achievement of performance objectives established for the fiscal year. Fifteen percent of the 2006 grants were forfeited in December 2007. Thirty percent of the 2007 grants were forfeited on February 17, 2009, and twenty percent of the grants were carried over for evaluation against objectives in 2009. Options are exercisable only if they are earned.