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HARRIS & HARRIS GROUP INC /NY/ 4

Accession 0001144204-07-044678

CIK 0000893739operating

View on SEC.gov Company Profile

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 5:52 PM ET

Size

17.8 KB

Accession

0001144204-07-044678

Insider Transaction Report

Form 4

Period: 2007-08-15

HARRIS & HARRIS GROUP INC /NY/TINY

HARRIS CHARLES E/NY

Chief Executive Officer

Transactions

Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-08-15−9,600→ 20,000 total
Exercise: $10.11From: 2007-06-26Exp: 2008-06-26→ Common Stock (9,600 underlying)
Sale
Common Stock
2007-08-15$10.70/sh−200$2,140→ 31,779 total
Sale
Common Stock
2007-08-15$10.72/sh−734$7,868→ 30,845 total
Exercise/Conversion
Common Stock
2007-08-15$10.11/sh−421$4,256→ 30,766 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-08-15−421→ 700,241 total
Exercise: $10.11From: 2006-06-26Exp: 2016-06-26→ Common Stock (421 underlying)
Sale
Common Stock
2007-08-15$10.75/sh−500$5,375→ 30,345 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-08-15−3,134→ 26,666 total
Exercise: $10.11From: 2007-06-26Exp: 2009-06-26→ Common Stock (3,134 underlying)

Holdings

Common Stock
(indirect: By Spouse)
1,039,559

Footnotes (4)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2007.
[F2]Options will vest on 12/26/07.
[F3]13,333 options will vest on 6/26/08, and 13,333 options will vest on 6/26/09.
[F4]221,530 options vested on 12/26/06, 238,820 options vested on 6/26/07, and 239,891 options will vest on 6/26/09.

Documents

1 file

4
v085345_ex.xmlPrimary

Issuer

HARRIS & HARRIS GROUP INC /NY/

CIK 0000893739

Entity typeoperating

IncorporatedNY

Related Parties

1

filerCIK 0000893739

Filing Metadata

Form type: 4
Filed: Aug 15, 8:00 PM ET
Accepted: Aug 16, 5:52 PM ET
Size: 17.8 KB

View on SEC.gov