4//SEC Filing
VISUAL NETWORKS INC 4
Accession 0001144204-06-000451
CIK 0001000495operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:42 AM ET
Size
14.5 KB
Accession
0001144204-06-000451
Insider Transaction Report
Form 4
MARXE AUSTIN W & GREENHOUSE DAVID M
10% Owner
Transactions
- Other
Warrants
2005-12-31+157,879→ 157,879 total(indirect: By Partnership)Exercise: $3.84From: 2002-03-25Exp: 2006-03-25→ Common Stock (157,879 underlying) - Other
Bond
2005-12-31+3,857,060→ 9,661,910 total(indirect: By Partnership)Exercise: $1.45From: 2005-08-09Exp: 2007-12-31→ Common Stock (2,660,042 underlying) - Other
Common Stock
2005-12-31+1,771,591→ 3,519,203 total(indirect: By Partnership)
Footnotes (4)
- [F1]See footnote in Remarks.
- [F2]This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting & investment control over all securities owned by Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech), Special Situations Technology II, L.P. (Tech II) and & Special Situations Fund III QP, L.P. (QP), respectively. 1,277,401 Convertible Bonds convertible into 880,966 shares of Common Stock are held by Cayman, 2,135,340 Convertible Bonds convertible into 1,472,648 shares of Common Stock and 1,550,000 Convertible Bonds convertible into
- [F3]1,068,965 shares of Common Stock are held by PE, 56,648 Convertible Bonds convertible into 39,068 shares of Common Stock and 73,643 Convertible Bonds convertible into 50,788 shares of Common Stock are held by Tech, 335,461 Convertible Bonds Convertible into 231,353 shares of Common Stock and 376,357 Convertible Bonds convertible into 259,557 share Common Stock are held by Tech II and 3,857,060 Convertible Bonds convertible into 2,660,042 shares of Common Stock are held by QP. Pursuant to that certain Exchange Tender Offer described in Schedule TO-I of Special Situations Fund III, L.P. (SSF III), as filed by SSF III with the Securities and Exchange Commission on November 17, 2005, SSF III transferred the securities included in this Form 4 to QP on December 31, 2005. The interest of each of Marxe and Greenhouse in the shares of Common Stock owned by Cayman, PE, Tech, Tech II and QP is limited to the extent of his pecuniary interest.
- [F4]This is a joint filing by Austin W. Marxe (Marxe) & David M. Greenhouse (Greenhouse). They share voting & investment control over all securities owned by, Special Situations Private Equity Fund, LP (PE), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology II, L.P. (Tech II), respectively. 122,356 Warrants are held by PE, 5,813 Warrants are held by Tech and 29,710 Warrants are held by Tech II. The interest of each of Marxe and Greenhouse in the shares of Common Stock owned by PE, Tech and Tech II is limited to the extent of his pecuniary interest.
Documents
Issuer
VISUAL NETWORKS INC
CIK 0001000495
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001000495
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:42 AM ET
- Size
- 14.5 KB